DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• I••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Aug 27, 2024 · 6 filings
SEC status approved since Oct 18, 2024
RAUM
$484M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$484M as of Mar 18, 2026
Jan 29, 2025$0 then
HNW client RAUM$0 as of Mar 18, 2026
Jan 29, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Jan 29, 20251 then
Employees (5.A)4 as of Mar 18, 2026
Jan 29, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $484MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$484M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• S•••••• Y• · Chief Compliance Officer/Managing Membercontrolsince 05/2024 · owns 25% to 50%
- O••• D•••• · Chief Investment Officercontrolsince 06/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
- M•••••• C•••••• M••••••••• L••pooled vehicle sponsorn
- S••• A•••• M••••••••• L••investment advisernRAUM $231M
Offices
Schedule D 1.F, the 25 largest
- Las Vegas, NV1 employees
What changed
consecutive filings, newest first
- Accounts · 0 to 1Mar 24, 2025 to Mar 18, 2026
- Advisory employees · 1 to 2Mar 24, 2025 to Mar 18, 2026
- Employees · 2 to 4Mar 24, 2025 to Mar 18, 2026
- Insurance-licensed employees · 1 to 2Mar 24, 2025 to Mar 18, 2026
- State-registered IARs · 1 to 0Mar 24, 2025 to Mar 18, 2026
- Discretionary RAUM · $0 to $484MMar 24, 2025 to Mar 18, 2026
- RAUM · $0 to $484MMar 24, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Jan 29, 2025 to Mar 24, 2025
Signals
1 dated events
- M•••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Aug 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- militia.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 773-442-2294reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026