DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Whitebark Investors
Legal name Whitebark Investors LP
Latest filing May 27, 2026
First filing on the tape Jun 7, 2024 · 7 filings
SEC status approved since Jul 22, 2024
RAUM
$292M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$292M as of May 27, 2026
Apr 23, 2025$342M then
HNW client RAUM$0 as of May 27, 2026
Apr 23, 2025$0 then
State-registered IARs (5.B.3)0 as of May 27, 2026
Apr 23, 20250 then
Employees (5.A)6 as of May 27, 2026
Apr 23, 20255 then
Private funds3 as of May 27, 2026
Apr 23, 20253 then
RAUM -14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $144M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$292M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $144M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Susan Lunn · Chief Financial Officercontrolsince 08/2024 · owns less than 5%
- Endel Thomas Mcconnon · Chief Investment Officer And Managing Partnercontrolsince 05/2024 · owns 75% or more
- Melissa Jaime Mcphee · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Endel Thomas Mcconnon · Managing Membercontrolsince 05/2024 · owns 75% or more of Whitebark Investors Gp LLC
Entity owners
- Whitebark Investors Gp LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 5Apr 23, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 5Apr 23, 2025 to Mar 31, 2026
- Assets in custody · $109M to $144MApr 23, 2025 to Mar 31, 2026
- Employees · 5 to 6Apr 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $342M to $292MApr 23, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $342M to $292MApr 23, 2025 to Mar 31, 2026
- RAUM · $342M to $292MApr 23, 2025 to Mar 31, 2026
- Other offices · 0 to 1Oct 4, 2024 to Apr 23, 2025
- Private funds · unset to 3Oct 4, 2024 to Apr 23, 2025
- Discretionary RAUM · $333M to $342MOct 4, 2024 to Apr 23, 2025
- Pooled vehicle RAUM · $333M to $342MOct 4, 2024 to Apr 23, 2025
- RAUM · $333M to $342MOct 4, 2024 to Apr 23, 2025
- Related bank · false to trueOct 4, 2024 to Apr 23, 2025
- Advisory employees · 4 to 3Oct 4, 2024 to Apr 23, 2025
- Assets in custody · $0 to $109MOct 4, 2024 to Apr 23, 2025
- Financial planning clients · unset to Oct 4, 2024 to Apr 23, 2025
- Accounts · 0 to 3Jul 12, 2024 to Sep 20, 2024
- Advisory employees · 1 to 4Jul 12, 2024 to Sep 20, 2024
- Advisory activities · 2 to 1Jul 12, 2024 to Sep 20, 2024
- Business name · WHITEBARK INVESTORS GP LLC to WHITEBARK INVESTORSJul 12, 2024 to Sep 20, 2024
- Pooled vehicle clients · 0 to 3Jul 12, 2024 to Sep 20, 2024
- Assets in custody · unset to 0.0Jul 12, 2024 to Sep 20, 2024
- Custody of client assets · false to trueJul 12, 2024 to Sep 20, 2024
- Employees · 1 to 5Jul 12, 2024 to Sep 20, 2024
- Discretionary RAUM · $0 to $333MJul 12, 2024 to Sep 20, 2024
- Pooled vehicle RAUM · $0 to $333MJul 12, 2024 to Sep 20, 2024
- RAUM · $0 to $333MJul 12, 2024 to Sep 20, 2024
- Legal name · WHITEBARK INVESTORS GP LLC to WHITEBARK INVESTORS LPJun 7, 2024 to Jul 12, 2024
Signals
3 dated events
- Melissa Jaime Mcphee (Chief Compliance Officer) appeared on Schedule A of Whitebark InvestorsOct 4, 2024 · Control person joined · fact
- Susan Lunn (Chief Financial Officer) appeared on Schedule A of Whitebark InvestorsSep 20, 2024 · Control person joined · fact
- Whitebark Investors Gp Llc filed its initial SEC registration (Form ADV)Jun 7, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Whitebark Investors · Independent Sponsorsshared crd · capital_provider
- Whitebark Investors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/whitebarkreportedpublic record, Form ADV, Sep 17, 2026
- Website
- whitebarkinvestors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 775-737-2214reportedpublic record, Form ADV, May 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026