DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• I••••••••• L•
Latest filing Mar 19, 2026
First filing on the tape Nov 15, 2024 · 5 filings
SEC status approved since Dec 31, 2024
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$259M as of Mar 19, 2026
Mar 14, 2025$101M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 14, 20250 then
Employees (5.A)6 as of Mar 19, 2026
Mar 14, 20253 then
Private funds1 as of Mar 19, 2026
Mar 14, 20251 then
RAUM +157% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +157%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$259M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• S•••• I•• · Chief Compliance Officer/Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- M••••• S••••• R••• · Founder, Limited Partnercontrolsince 08/2023 · owns 75% or more
- M••••• S••••• R••• · Membercontrolsince 08/2023 · owns 75% or more of I••••• P••••••• G• L••
Entity owners
- I••••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $101,005,568 to $259,118,831 (+157.0%) between the annual amendments of 2025-03-14 and 2026-03-19; the peer median change was +4.0% (1147 comparable advisers, 98.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 98% percentile
- affiliate changedChange between filings · filing Mar 19, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-05-28, yes on the filing of 2026-03-19peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Advisory employees · 2 to 5May 28, 2025 to Mar 19, 2026
- Employees · 3 to 6May 28, 2025 to Mar 19, 2026
- Discretionary RAUM · $101M to $259MMay 28, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $101M to $259MMay 28, 2025 to Mar 19, 2026
- RAUM · $101M to $259MMay 28, 2025 to Mar 19, 2026
- Related bank · false to trueMay 28, 2025 to Mar 19, 2026
- Financial planning clients · unset to Mar 14, 2025 to May 28, 2025
- HQ city · to LOS ANGELESMar 14, 2025 to May 28, 2025
- HQ state · to CAMar 14, 2025 to May 28, 2025
- Accounts · 1 to 3Nov 20, 2024 to Mar 14, 2025
- Pooled vehicle clients · 1 to 3Nov 20, 2024 to Mar 14, 2025
- HQ city · unset to Nov 20, 2024 to Mar 14, 2025
- HQ state · unset to Nov 20, 2024 to Mar 14, 2025
- Private funds · unset to 1Nov 20, 2024 to Mar 14, 2025
- Discretionary RAUM · $28.0M to $101MNov 20, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $28.0M to $101MNov 20, 2024 to Mar 14, 2025
- RAUM · $28.0M to $101MNov 20, 2024 to Mar 14, 2025
Signals
2 dated events
- I••••• I••••••••• L• reported RAUM $259.1M, up 157% from $101.0M (2025-05-28 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- I••••• I••••••••• L• filed its initial SEC registration (Form ADV)Nov 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (818) 983-4448reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026