DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• I••••••••• M••••••••• L••
Latest filing Jul 23, 2026
First filing on the tape Jun 4, 2024 · 8 filings
SEC status approved since Jul 10, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Jul 23, 2026
Mar 28, 2025$746M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Mar 28, 20250 then
Employees (5.A)6 as of Jul 23, 2026
Mar 28, 20256 then
Private funds: no history
RAUM +56% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $583MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• D•••••• S• · Ciocontrolsince 06/2024 · owns 50% to 75%
- S•••••• K••• R••••• · Ccocontrolsince 06/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $746M to $1.2BMar 28, 2025 to Mar 27, 2026
- RAUM · $746M to $1.2BMar 28, 2025 to Mar 27, 2026
- Accounts · 1 to 2Oct 15, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 28, 2025
- HQ city · unset to Oct 15, 2024 to Mar 28, 2025
- HQ state · unset to Oct 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $640M to $746MOct 15, 2024 to Mar 28, 2025
- RAUM · $640M to $746MOct 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $540M to $640MSep 10, 2024 to Oct 15, 2024
- RAUM · $540M to $640MSep 10, 2024 to Oct 15, 2024
- Accounts · 0 to 1Jul 8, 2024 to Sep 10, 2024
- Advisory employees · 1 to 6Jul 8, 2024 to Sep 10, 2024
- Pooled vehicle clients · 0.0 to unsetJul 8, 2024 to Sep 10, 2024
- Employees · 2 to 6Jul 8, 2024 to Sep 10, 2024
- Discretionary RAUM · $0 to $540MJul 8, 2024 to Sep 10, 2024
- Pooled vehicle RAUM · 0.0 to unsetJul 8, 2024 to Sep 10, 2024
- RAUM · $0 to $540MJul 8, 2024 to Sep 10, 2024
- HNW clients · 0.0 to unsetJun 4, 2024 to Jun 10, 2024
- Individual clients · 0.0 to unsetJun 4, 2024 to Jun 10, 2024
- Financial planning clients · 0 to unsetJun 4, 2024 to Jun 10, 2024
- HNW RAUM · 0.0 to unsetJun 4, 2024 to Jun 10, 2024
- Individual RAUM · 0.0 to unsetJun 4, 2024 to Jun 10, 2024
Signals
2 dated events
- A•••• I••••••••• M••••••••• L•• reported RAUM $1.2B, up 56% from $746.4M (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A•••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/agile-investment-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-969-8982reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026