DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fountainhead Multi-Family Office, LLC

Former SEC-registered adviserNew Canaan, ConnecticutCRD 332017SEC 801-131066IAPD
Latest filing Aug 7, 2024
First filing on the tape Aug 7, 2024 · 1 filings
SEC status 120-day approval since Sep 9, 2024
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: $0
State-registered IARs (5.B.3): 3
Employees (5.A): 3
Private funds: no history
Practice profile
derived from the filing of Aug 7, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Joseph Halpern · Chief Investment Officer & Chief Compliance Officercontrol
        since 07/2024 · owns less than 5%
      • Bruce Marc Rock · Managing Partnercontrol
        since 07/2024 · owns less than 5%
      • Daglar Cizmeci · Membercontrol
        since 08/2023 · owns 75% or more of New Dynamic Company Holdings, LLC
      • Isaac Scott Friedman · Trusteecontrol
        since 04/2021 · owns F of The Scott I. Friedman Family Trust
      • Joseph Halpern · Managing Membercontrol
        since 02/2024 · owns 25% to 50% of Fh Mfo, LLC
      • Bruce Marc Rock · Managing Membercontrol
        since 02/2024 · owns 25% to 50% of Fh Mfo, LLC
      Entity owners
      • Bfh Mfo Holdings, LLC · Owner
        direct · owns 75% or more
      • Adalia Capital, LLC · Member
        indirect · owns 25% to 50% of Binnacle Mfo Funding, LLC
      • Aimdavis Ventures, LLC · Member
        indirect · owns 25% to 50% of Binnacle Mfo Funding, LLC
      • Binnacle Mfo Funding, LLC · Member
        indirect · owns 25% to 50% of Bfh Mfo Holdings, LLC
      • Fh Mfo, LLC · Member
        indirect · owns 25% to 50% of Bfh Mfo Holdings, LLC
      • New Dynamic Company Holdings, LLC · Owner
        indirect · owns 75% or more of Adalia Capital, LLC
      • The Scott I. Friedman Family Trust · Owner
        indirect · owns 75% or more of Aimdavis Ventures, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      2 dated events
      • Fountainhead Multi-Family Office, Llc no longer on the SEC adviser roster (last listed 2025-01-02)
        Feb 3, 2025 · Left the SEC roster · derived
      • Fountainhead Multi-Family Office, Llc filed its initial SEC registration (Form ADV)
        Aug 7, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026