DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 28, 2024 · 4 filings
SEC status approved since Jul 26, 2024
RAUM
$175M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.9%
$12.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$175M as of Mar 27, 2026
Mar 28, 2025$136M then
HNW client RAUM$12.1M as of Mar 27, 2026
Mar 28, 2025$10.2M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20250 then
Employees (5.A)4 as of Mar 27, 2026
Mar 28, 20255 then
Private funds2 as of Mar 27, 2026
Mar 28, 20251 then
RAUM +29% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $14.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$163M93%
- High-net-worth individuals$12.1M6.9%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.07 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••• E••••• L•• | Hedge Fund | $136M | 2 | Jun 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• A••••••• M••••••• · Chief Executive Officer / Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- W•••••••• I•• G••••• D•••••• · Chief Operating Officercontrolsince 08/2023 · owns less than 5%
- W•••••••• R•••• H•••• · Chief Investment Officercontrolsince 08/2023 · owns less than 5%
- K•••••• A••••••• M••••••• · Membercontrolsince 08/2023 · owns 75% or more of W••• P••••••• G••••• L••
- W•••••••• I•• G••••• D•••••• · Membercontrolsince 08/2023 · owns 75% or more of G••••• C•••••• G••••• L••
- W•••••••• R•••• H•••• · Membercontrolsince 08/2013 · owns 75% or more of O•••••••• I•••
Entity owners
- G••••• C•••••• G••••• L•• · Memberdirect · owns 25% to 50%
- O•••••••• I••• · Memberdirect · owns 25% to 50%
- W••• P••••••• G••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 12Oct 2, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 3Oct 2, 2025 to Mar 27, 2026
- Employees · 5 to 4Oct 2, 2025 to Mar 27, 2026
- Private funds · 1 to 2Oct 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $136M to $175MOct 2, 2025 to Mar 27, 2026
- HNW RAUM · $10.2M to $12.1MOct 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $126M to $163MOct 2, 2025 to Mar 27, 2026
- RAUM · $136M to $175MOct 2, 2025 to Mar 27, 2026
- Accounts · 10 to 11Jun 28, 2024 to Mar 28, 2025
- HNW clients · 8 to 9Jun 28, 2024 to Mar 28, 2025
- Assets in custody · 136000000.0 to unsetJun 28, 2024 to Mar 28, 2025
- Custody of client assets · true to falseJun 28, 2024 to Mar 28, 2025
- Employees · 6 to 5Jun 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 28, 2024 to Mar 28, 2025
- HQ city · unset to Jun 28, 2024 to Mar 28, 2025
- HQ state · unset to Jun 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $146M to $136MJun 28, 2024 to Mar 28, 2025
- HNW RAUM · $10.0M to $10.2MJun 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $136M to $126MJun 28, 2024 to Mar 28, 2025
- RAUM · $146M to $136MJun 28, 2024 to Mar 28, 2025
Signals
1 dated events
- W•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wayvecapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-834-0615reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026