DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••• P•••••• C••••••• L••

Former SEC-registered adviserMiami, FloridaCRD 332050SEC 801-130752IAPD
Latest filing Nov 7, 2025
First filing on the tape Jun 25, 2024 · 9 filings
SEC status 120-day approval since Jul 25, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Nov 7, 2025
Feb 11, 2025$0 then
HNW client RAUM$0 as of Nov 7, 2025
Feb 11, 2025$0 then
State-registered IARs (5.B.3)0 as of Nov 7, 2025
Feb 11, 20250 then
Employees (5.A)2 as of Nov 7, 2025
Feb 11, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 7, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • P•••• D• A•••••• N••• · Managercontrol
      since 12/2023 · owns less than 5%
    • T•••••• J•••••• · Chief Compliance Officercontrol
      since 06/2024 · owns less than 5%
    • P•••• D• A•••••• N••• · Ownercontrol
      since 12/2023 · owns 75% or more of M••••• H••••••• U•• C••••
    Entity owners
    • M••••• H••••••• U•• C•••• · Sole Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Business name · M••••• R••• L•• to A••••• P•••••• C••••••• L••
      Mar 31, 2025 to Nov 7, 2025
    • Financial planning clients · 0 to 0
      Mar 31, 2025 to Nov 7, 2025
    • Legal name · M••••• R••• L•• to A••••• P•••••• C••••••• L••
      Mar 31, 2025 to Nov 7, 2025
    • Advisory activities · 3 to 2
      Dec 16, 2024 to Feb 11, 2025
    • Advisory activities · 4 to 3
      Oct 28, 2024 to Dec 16, 2024
    Signals
    3 dated events
    • A••••• P•••••• C••••••• L•• no longer on the SEC adviser roster (last listed 2026-02-02)
      Mar 2, 2026 · Left the SEC roster · derived
    • J••• P•••• H••••••• B•••••• left A••••• P•••••• C••••••• L•• for L•••• C•••••• P••••••• L•• (registered 2025-06-10)
      May 5, 2025 · Advisor changed firm · fact
    • M••••• R••• L•• filed its initial SEC registration (Form ADV)
      Jun 25, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026