DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Niobrara Capital Partners
Legal name Niobrara Capital Partners LP
Latest filing Mar 30, 2026
First filing on the tape Aug 1, 2024 · 6 filings
SEC status approved since Sep 5, 2024
RAUM
$17B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$17B as of Mar 30, 2026
Jan 3, 2025$7.7B then
HNW client RAUM$0 as of Mar 30, 2026
Jan 3, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 3, 20250 then
Employees (5.A)12 as of Mar 30, 2026
Jan 3, 20252 then
Private funds8 as of Mar 30, 2026
Apr 16, 20255 then
RAUM +121% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +121%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $270M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $270M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carl Paul Schorr · Managing Partner / Limited Partnercontrolsince 06/2024 · owns 75% or more
- Carl Paul Schorr · Managing Membercontrolsince 06/2024 · owns 75% or more of Niobrara Capital Partners Holdings LLC
- Ann Lisa Walker · Chief Compliance Officersince 07/2024 · owns less than 5%
Entity owners
- Niobrara Capital Partners Holdings LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $7,735,000,000 to $17,067,571,602 (+121.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +13.0% (631 comparable advisers, 98.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 8Sep 30, 2025 to Mar 30, 2026
- Advisory employees · 4 to 10Sep 30, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 8Sep 30, 2025 to Mar 30, 2026
- Assets in custody · $0 to $270MSep 30, 2025 to Mar 30, 2026
- Employees · 6 to 12Sep 30, 2025 to Mar 30, 2026
- Private funds · 5 to 8Sep 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.7B to $17BSep 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.7B to $17BSep 30, 2025 to Mar 30, 2026
- RAUM · $7.7B to $17BSep 30, 2025 to Mar 30, 2026
- Advisory employees · 1 to 4Jan 3, 2025 to Apr 16, 2025
- Assets in custody · unset to 0.0Jan 3, 2025 to Apr 16, 2025
- Custody of client assets · false to trueJan 3, 2025 to Apr 16, 2025
- Employees · 2 to 6Jan 3, 2025 to Apr 16, 2025
- Financial planning clients · unset to Jan 3, 2025 to Apr 16, 2025
- Private funds · unset to 5Jan 3, 2025 to Apr 16, 2025
- Accounts · 0 to 5Aug 9, 2024 to Jan 3, 2025
- Pooled vehicle clients · 0 to 5Aug 9, 2024 to Jan 3, 2025
- Legal name · NIOBRARA CAPITAL PARTNERS to NIOBRARA CAPITAL PARTNERS LPAug 9, 2024 to Jan 3, 2025
- Discretionary RAUM · $0 to $7.7BAug 9, 2024 to Jan 3, 2025
- Pooled vehicle RAUM · $0 to $7.7BAug 9, 2024 to Jan 3, 2025
- RAUM · $0 to $7.7BAug 9, 2024 to Jan 3, 2025
Signals
2 dated events
- Niobrara Capital Partners reported RAUM $17.1B, up 121% from $7.7B (2025-09-30 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Niobrara Capital Partners filed its initial SEC registration (Form ADV)Aug 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Niobrara Capital Partners · Independent Sponsorsshared crd · capital_provider
- Niobrara Capital Partners · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- niobraracap.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 917-944-1484reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026