DFX Intelligence

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SEC-registered adviser

A••••••••• L••

Independent wealth managerCincinnati, OhioCRD 332112SEC 801-130699website IAPD

Latest filing Sep 20, 2026

First filing on the tape Jun 17, 2024 · 13 filings

SEC status approved since Jul 16, 2024

RAUM

$432M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

95%

$411M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$86.4M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$432M as of Aug 7, 2026

Feb 24, 2025$294M then

HNW client RAUM$407M as of Aug 7, 2026

Feb 24, 2025$282M then

State-registered IARs (5.B.3)5 as of Aug 7, 2026

Feb 24, 20255 then

Employees (5.A)10 as of Aug 7, 2026

Feb 24, 202511 then

Private funds6 as of Aug 7, 2026

Feb 24, 20252 then

RAUM +47% over the last fiscal yearIARs 5 to 5

Practice profile

derived from the filing of Sep 20, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $86.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 24derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.5MderivedHNW RAUM over HNW clients
Average account: $901,606derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +47%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +9.1%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody: $250M, 285 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
a related person has custody of client cash (9.B.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$407M94%
Pooled investment vehicles$20.9M4.8%
Individuals$3.6M0.8%

Individual clients: 30reported
HNW clients: 90reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 479reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $250M for 285 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
B•••••• S• H••••••••	Cincinnati, Oh	Jul 22, 2024	12 y	2
R••• E••••• M•••••Certified Financial Planner	Cincinnati, Oh	Jul 22, 2024	13 y	2
M•••••• M• R••••	Cincinnati, Oh	Jul 26, 2024	14 y	1
T••••• L•••• P•••••	Cincinnati, Oh	Aug 27, 2024	10 y	1
M••• A••• C••••••	Cincinnati, Oh	Aug 5, 2025	45 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

M••• A••• C•••••• from C••••••••• A•••••••• L••
Aug 5, 2025 · Other
T••••• L•••• P••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Aug 27, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
M•••••• M• R•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 26, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
B•••••• S• H•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 22, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
R••• E••••• M••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 22, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 23, 2024 · Cincinnati, Oh

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

H••••••••• B••••••• S• · Founding Partnercontrol
since 03/2024 · owns 75% or more
M•••••• R•••• E••••• · Founding Partner And Ccocontrol
since 03/2024 · owns 10% to 25%
C••••••• M•••• A••• · Partner
since 08/2024 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Cincinnati, Oh · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

3 against comparable advisers; where to look, not conclusions

wealth RIA private fund surgeCombination · filing Mar 20, 2026
a wealth manager (private-client share at least 50 percent) whose private fund count grew by three or more and 50 percent or more. RAUM $293,787,123 to $431,869,342, advisors 5 to 5, private clients 110 to 120, offices 0 to 0 (2025-02-24 to 2026-03-20)
peers: independent wealth managers, $100M to $500M (5,679)
RAUM up 25 %Change between filings · filing Mar 20, 2026
RAUM (Item 5.F) moved from $293,787,123 to $431,869,342 (+47.0%) between the annual amendments of 2025-02-24 and 2026-03-20; the peer median change was +15.0% (4548 comparable advisers, 95.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 95% percentile
private fund count surgeChange between filings · filing Mar 20, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 5.0 (+150.0%) between the annual amendments of 2025-02-24 and 2026-03-20; the peer median change was 0.0% (126 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (126) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · to unset
Aug 7, 2026 to Sep 20, 2026
Private funds · 6 to unset
Aug 7, 2026 to Sep 20, 2026
Succession · false to unset
Aug 7, 2026 to Sep 20, 2026
Private funds · 5 to 6
Mar 20, 2026 to Aug 7, 2026
Accounts · 383 to 479
Nov 18, 2025 to Mar 20, 2026
HNW clients · 87 to 90
Nov 18, 2025 to Mar 20, 2026
Individual clients · 23 to 30
Nov 18, 2025 to Mar 20, 2026
Pooled vehicle clients · 2 to 5
Nov 18, 2025 to Mar 20, 2026
Assets in custody · unset to 250342299.0
Nov 18, 2025 to Mar 20, 2026
Custody of client assets · false to true
Nov 18, 2025 to Mar 20, 2026
Employees · 11 to 10
Nov 18, 2025 to Mar 20, 2026
Private funds · 3 to 5
Nov 18, 2025 to Mar 20, 2026
Discretionary RAUM · $294M to $432M
Nov 18, 2025 to Mar 20, 2026
HNW RAUM · $282M to $407M
Nov 18, 2025 to Mar 20, 2026
Individual RAUM · $1.6M to $3.6M
Nov 18, 2025 to Mar 20, 2026
Pooled vehicle RAUM · $9.8M to $20.9M
Nov 18, 2025 to Mar 20, 2026
RAUM · $294M to $432M
Nov 18, 2025 to Mar 20, 2026
Financial planning clients · unset to
Feb 24, 2025 to Jun 20, 2025
Private funds · 2 to 3
Feb 24, 2025 to Jun 20, 2025
Related adviser · false to true
Feb 24, 2025 to Jun 20, 2025
Accounts · 352 to 383
Nov 13, 2024 to Feb 24, 2025
Advisory employees · 2 to 5
Nov 13, 2024 to Feb 24, 2025
Advisory activities · 4 to 5
Nov 13, 2024 to Feb 24, 2025
HNW clients · 81 to 87
Nov 13, 2024 to Feb 24, 2025
Individual clients · 13 to 23
Nov 13, 2024 to Feb 24, 2025
Pooled vehicle clients · 0 to 2
Nov 13, 2024 to Feb 24, 2025
Employees · 2 to 11
Nov 13, 2024 to Feb 24, 2025
State-registered IARs · 2 to 5
Nov 13, 2024 to Feb 24, 2025
Private funds · unset to 2
Nov 13, 2024 to Feb 24, 2025
Discretionary RAUM · $286M to $294M
Nov 13, 2024 to Feb 24, 2025
HNW RAUM · $286M to $282M
Nov 13, 2024 to Feb 24, 2025
Individual RAUM · $525,966 to $1.6M
Nov 13, 2024 to Feb 24, 2025
Pooled vehicle RAUM · $0 to $9.8M
Nov 13, 2024 to Feb 24, 2025
RAUM · $286M to $294M
Nov 13, 2024 to Feb 24, 2025
Accounts · 0 to 352
Oct 17, 2024 to Nov 13, 2024
HNW clients · 0 to 81
Oct 17, 2024 to Nov 13, 2024
Individual clients · 0 to 13
Oct 17, 2024 to Nov 13, 2024
Discretionary RAUM · $0 to $286M
Oct 17, 2024 to Nov 13, 2024
HNW RAUM · $0 to $286M
Oct 17, 2024 to Nov 13, 2024
Individual RAUM · $0 to $525,966
Oct 17, 2024 to Nov 13, 2024

Signals

3 dated events

A••••••••• L•• reported RAUM $431.9M, up 47% from $293.8M (2025-11-18 to 2026-03-20)
Mar 20, 2026 · RAUM change · derived
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Cincinnati, OH) for A••••••••• L•• on the same day
Jul 23, 2024 · Team lift-out · derived
A••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 17, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 513-488-1600reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/argentariireportedpublic record, Form ADV, Sep 20, 2026
Website: a•••••••••.comreportedpublic record, Form ADV, Sep 20, 2026
Principal office phone: 5134881600reportedpublic record, Form ADV, Sep 20, 2026
Team page: a•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $86.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026