DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• C•••••• L•
Latest filing Aug 28, 2026
First filing on the tape Jul 16, 2024 · 8 filings
SEC status approved since Aug 23, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Aug 28, 2026
Mar 28, 2025$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 28, 20250 then
Employees (5.A)9 as of Aug 28, 2026
Mar 28, 20256 then
Private funds: no history
RAUM -8.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $204MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• L•••• F••• · Managing Partnercontrolsince 05/2024 · owns 50% to 75%
- C•••••••• N••••••• P•••• · Managing Partnercontrolsince 05/2024 · owns 50% to 75%
- P•••••• R•••••• T••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 28, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Advisory employees · 6 to 8Oct 24, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.1B to $1.2BOct 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BOct 24, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.2BOct 24, 2025 to Mar 27, 2026
- Accounts · 5 to 6Mar 28, 2025 to Aug 19, 2025
- Pooled vehicle clients · 5 to 6Mar 28, 2025 to Aug 19, 2025
- Employees · 6 to 9Mar 28, 2025 to Aug 19, 2025
- Discretionary RAUM · $1.3B to $0Mar 28, 2025 to Aug 19, 2025
- Non-discretionary RAUM · $0 to $1.1BMar 28, 2025 to Aug 19, 2025
- Pooled vehicle RAUM · $1.3B to $1.1BMar 28, 2025 to Aug 19, 2025
- RAUM · $1.3B to $1.1BMar 28, 2025 to Aug 19, 2025
- Advisory employees · 7 to 6Dec 19, 2024 to Mar 28, 2025
- Employees · 8 to 6Dec 19, 2024 to Mar 28, 2025
- Financial planning clients · unset to Dec 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.3BDec 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $1.3BDec 19, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.3BDec 19, 2024 to Mar 28, 2025
- Accounts · 0 to 5Aug 22, 2024 to Dec 19, 2024
- Pooled vehicle clients · unset to 5.0Aug 22, 2024 to Dec 19, 2024
- Discretionary RAUM · $0 to $1.1BAug 22, 2024 to Dec 19, 2024
- Pooled vehicle RAUM · $0 to $1.1BAug 22, 2024 to Dec 19, 2024
- RAUM · $0 to $1.1BAug 22, 2024 to Dec 19, 2024
- Related adviser · true to falseAug 22, 2024 to Dec 19, 2024
- Related adviser · false to trueJul 16, 2024 to Aug 22, 2024
Signals
1 dated events
- C••••••••• C•••••• L• filed its initial SEC registration (Form ADV)Jul 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- compositioncap.com/home.htmlreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-244-6836reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026