DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• B••••• A••••••• L••
Latest filing Mar 15, 2026
First filing on the tape Jul 31, 2024 · 5 filings
SEC status approved since Sep 6, 2024
RAUM
$200M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$200M as of Mar 15, 2026
Apr 9, 2025$200M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 15, 2026
Apr 9, 20250 then
Employees (5.A)6 as of Mar 15, 2026
Apr 9, 20256 then
Private funds1 as of Mar 15, 2026
Apr 9, 20251 then
RAUM +0.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $200MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$200M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• B••••• F••• 1• | Real Estate Fund | $200M | 1 | Dec 20, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••• V•••••• · Cco, Coo And Secretarycontrolsince 07/2024 · owns less than 5%
- D•••••• P••••••• F•••••• · Ceo, Chairman Of The Boardcontrolsince 07/2024 · owns less than 5%
- Y••••••••• C••••••••• A••••• · President, Ciocontrolsince 07/2024 · owns less than 5%
- C••••••• J•••• V•••••• · Cco, Coo, And Secretarycontrolsince 07/2024 · owns 25% to 50% of C••••• B••••• C•••••••••
- D•••••• P••••••• F•••••• · Ceo, Chairman Of The Boardcontrolsince 07/2024 · owns 25% to 50% of C••••• B••••• C•••••••••
Entity owners
- C••••• B••••• C••••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••• B••••• G• 1• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 15, 2026discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Dec 20, 2024 to Apr 9, 2025
- HQ city · unset to Dec 20, 2024 to Apr 9, 2025
- HQ state · unset to Dec 20, 2024 to Apr 9, 2025
- Accounts · unset to 1.0Sep 6, 2024 to Dec 20, 2024
- Pooled vehicle clients · unset to 1.0Sep 6, 2024 to Dec 20, 2024
- Private funds · unset to 1Sep 6, 2024 to Dec 20, 2024
- Discretionary RAUM · unset to 0.0Sep 6, 2024 to Dec 20, 2024
- Non-discretionary RAUM · unset to 200000000.0Sep 6, 2024 to Dec 20, 2024
- Pooled vehicle RAUM · unset to 200000000.0Sep 6, 2024 to Dec 20, 2024
- RAUM · unset to 200000000.0Sep 6, 2024 to Dec 20, 2024
Signals
1 dated events
- C••••• B••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jul 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-505-4412reportedpublic record, Form ADV, Mar 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••• B••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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