DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Aug 27, 2024 · 6 filings
SEC status approved since Sep 26, 2024
RAUM
$599M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$599M as of Mar 31, 2026
Jan 24, 2025$500M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 24, 20250 then
Employees (5.A)10 as of Mar 31, 2026
Jan 24, 20258 then
Private funds11 as of Mar 31, 2026
Jan 24, 20256 then
RAUM +17% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$599M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• N•••••• T••••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- G•••••• S•••••••• M••••••• · Trusteecontrolsince 07/2024 · owns 75% or more of S••••••• M• V•••••• R•••••••• T••••
- R••••••••• J•••• · Trusteecontrolsince 07/2024 · owns 75% or more of J•••• R•••••••• L••••• T••••
Entity owners
- A•••••• C•••••• L•• · General Partnerdirect · owns less than 5%
- J•••• R•••••••• L••••• T•••• · Limited Partnerdirect · owns 25% to 50%
- S••••••• M• V•••••• R•••••••• T•••• · Limited Partnerdirect · owns 50% to 75%
- J•••• R•••••••• R•••••••• T•••• · Ownerindirect · owns 25% to 50% of A•••••• C•••••• L••
- S••••••• M• V•••••• R•••••••• T•••• · Ownerindirect · owns 50% to 75% of A•••••• C•••••• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 11.0 (+83.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 98.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 11Nov 3, 2025 to Mar 31, 2026
- Advisory employees · 7 to 9Nov 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 11Nov 3, 2025 to Mar 31, 2026
- Employees · 8 to 10Nov 3, 2025 to Mar 31, 2026
- Private funds · 6 to 11Nov 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $512M to $599MNov 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $512M to $599MNov 3, 2025 to Mar 31, 2026
- RAUM · $512M to $599MNov 3, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jan 24, 2025 to Mar 28, 2025
- Discretionary RAUM · $500M to $512MJan 24, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $500M to $512MJan 24, 2025 to Mar 28, 2025
- RAUM · $500M to $512MJan 24, 2025 to Mar 28, 2025
- Accounts · 0 to 6Sep 9, 2024 to Jan 24, 2025
- Pooled vehicle clients · unset to 6.0Sep 9, 2024 to Jan 24, 2025
- Private funds · unset to 6Sep 9, 2024 to Jan 24, 2025
- Discretionary RAUM · $0 to $500MSep 9, 2024 to Jan 24, 2025
- Pooled vehicle RAUM · $0 to $500MSep 9, 2024 to Jan 24, 2025
- RAUM · $0 to $500MSep 9, 2024 to Jan 24, 2025
Signals
3 dated events
- Michelle Shoshana Gordon (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• L•Sep 9, 2024 · Control person joined · fact
- J•••• R•••••••• (Trustee) appeared on Schedule A of A•••••• C•••••• M••••••••• L•Sep 9, 2024 · Control person joined · fact
- A•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- A•••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/avathon-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-351-2301reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026