DFX Intelligence
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Latest filing Jul 1, 2026
First filing on the tape Jul 17, 2024 · 8 filings
SEC status approved since Aug 15, 2024
RAUM
$350M
reported, Item 5.F
Discretionary
1.1%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$350M as of Jul 1, 2026
Feb 21, 2025$351M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Feb 21, 20250 then
Employees (5.A)3 as of Jul 1, 2026
Feb 21, 20252 then
Private funds: no history
RAUM -0.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 1.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$350M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• M•••• F••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- H•••••• B••••••• P••••• · Managing Partnercontrolsince 05/2024 · owns 75% or more
Related persons
Schedule D 7.A
- P••••••• V• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jul 1, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2026-03-31, no on the filing of 2026-07-01peers: other advisers, $100M to $500M (212)
- custody status changedChange between filings · filing Jul 1, 2026custody of client assets (Item 9.A): yes on the filing of 2026-03-31, no on the filing of 2026-07-01peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Advisory activities · 2 to 1Mar 31, 2026 to Jul 1, 2026
- Assets in custody · 3750499.0 to unsetMar 31, 2026 to Jul 1, 2026
- Custody of client assets · true to falseMar 31, 2026 to Jul 1, 2026
- Employees · 2 to 3Mar 31, 2026 to Jul 1, 2026
- Assets in custody · $1.0M to $3.8MFeb 11, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.0M to $3.8MFeb 11, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $350M to $347MFeb 11, 2026 to Mar 31, 2026
- RAUM · $351M to $350MFeb 11, 2026 to Mar 31, 2026
- Financial planning clients · unset to Feb 21, 2025 to Mar 8, 2025
- Accounts · 4 to 5Dec 4, 2024 to Feb 21, 2025
- Corporate clients · 1 to 2Dec 4, 2024 to Feb 21, 2025
- Assets in custody · unset to 1000000.0Dec 4, 2024 to Feb 21, 2025
- Custody of client assets · false to trueDec 4, 2024 to Feb 21, 2025
- HQ city · unset to Dec 4, 2024 to Feb 21, 2025
- HQ state · unset to Dec 4, 2024 to Feb 21, 2025
- Discretionary RAUM · $0 to $1.0MDec 4, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $311M to $350MDec 4, 2024 to Feb 21, 2025
- RAUM · $311M to $351MDec 4, 2024 to Feb 21, 2025
- Accounts · 0 to 4Jul 22, 2024 to Dec 4, 2024
- Corporate clients · unset to 1.0Jul 22, 2024 to Dec 4, 2024
- Non-discretionary RAUM · $0 to $311MJul 22, 2024 to Dec 4, 2024
- RAUM · $0 to $311MJul 22, 2024 to Dec 4, 2024
- HQ city · SAN FRANCISCO to unsetJul 17, 2024 to Jul 22, 2024
- HQ state · CA to unsetJul 17, 2024 to Jul 22, 2024
Signals
1 dated events
- P••••••• V• L•• filed its initial SEC registration (Form ADV)Jul 17, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/protocolvcreportedpublic record, Form ADV, Jul 1, 2026
- Website
- p••••••••.xyzreportedpublic record, Form ADV, Jul 1, 2026
- Principal office phone
- 415-370-5155reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026