DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••
Legal name F•••• C••••••• L••
Latest filing Jun 8, 2026
First filing on the tape Jul 18, 2024 · 5 filings
SEC status approved since Aug 16, 2024
RAUM
$16.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$16.1M as of Jun 8, 2026
Mar 28, 2025$15.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 28, 20250 then
Employees (5.A)5 as of Jun 8, 2026
Mar 28, 20255 then
Private funds: no history
RAUM +6.9% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$16.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••• J••••• M•••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- F••••• J•••••• A••• · Partnercontrolsince 07/2024 · owns 10% to 25%
- I••••••••• E••• · Chief Executive Officer, Partnercontrolsince 07/2024 · owns 25% to 50%
- O•••• M•••• M••••• · Head Of Strategy, Partnercontrolsince 07/2024 · owns 10% to 25%
- P••••• B•••• · Partnercontrolsince 07/2024 · owns 10% to 25%
- S••••••••• A••• M•••• · Partnercontrolsince 07/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
- F•••• C•••••• M••••••••• C••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $15.1M to $16.1MMar 28, 2025 to Mar 26, 2026
- RAUM · $15.1M to $16.1MMar 28, 2025 to Mar 26, 2026
- Business name · F•••• C••••••• to C•••••••Oct 31, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 31, 2024 to Mar 28, 2025
- HQ city · unset to Oct 31, 2024 to Mar 28, 2025
- HQ state · unset to Oct 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $14.2M to $15.1MOct 31, 2024 to Mar 28, 2025
- RAUM · $14.2M to $15.1MOct 31, 2024 to Mar 28, 2025
- Accounts · 0 to 1Jul 18, 2024 to Oct 31, 2024
- Discretionary RAUM · $0 to $14.2MJul 18, 2024 to Oct 31, 2024
- RAUM · $0 to $14.2MJul 18, 2024 to Oct 31, 2024
Signals
1 dated events
- F•••• C••••••• filed its initial SEC registration (Form ADV)Jul 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- thecashmerefund.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-904-9331reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026