DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alkeme Investments LLC
Latest filing Mar 23, 2026
First filing on the tape Jul 24, 2024 · 4 filings
SEC status approved since Oct 2, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Mar 23, 2026
Mar 19, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 19, 20251 then
Employees (5.A)1 as of Mar 23, 2026
Mar 19, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leon Stephen Harrison · President, Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Curtis Barton · Ceocontrolsince 09/2020 · owns F of Alkeme Intermediary Holdings, LLC
- Michael Boris Gutin · Presidentcontrolsince 09/2020 · owns F of Alkeme Holdings, LLC
- Anton Rosandic · Presidentcontrolsince 09/2020 · owns F of Alkeme Intermediary Holdings, LLC
Entity owners
- Alkeme Intermediary Holdings, LLC · Managing Memberdirect · owns 75% or more
- Alkeme Acquisition, LLC · Sole Memberindirect · owns 75% or more of Alkeme Intermediary Holdings, LLC
- Alkeme Holdings, LLC · Sole Memberindirect · owns 75% or more of Alkeme Acquisition, LLC
Related persons
Schedule D 7.A
- Acw Group LLCreal estaten
- Alkeme Financial Services, LLCreal estaten
- Alkeme Insurance Services, Increal estaten
- Alkinlo, LLCreal estaten
- Atascadero Insurance Agency, LLCreal estaten
- Beveridge & Akers Insurance Group, LLCreal estaten
- Brokkrr Insurance Services, LLCreal estaten
- Cartier Insurance Group LLCreal estaten
- Clariben Holdings, LLCreal estaten
- Daniel Chergey Insurance Agency, LLCreal estaten
- Daugherty Insurance Group, LLCreal estaten
- Dealer Insurance Services, LLCreal estaten
- Erm Insurance Brokers, LLCreal estaten
- Exeter Financial, LLCinvestment adviseryRAUM $420M
- F&I Insurance Services, LLCreal estaten
- Flor Insurance Group, LLCreal estaten
- Gallant Risk And Insurance Services, LLCreal estaten
- H & S Insurance Services, LLCreal estaten
- Hardy Insurance Services, LLCreal estaten
- Iig. LLCreal estaten
- Insurance Online.Com Services, LLCreal estaten
- Jb Wright Insurance Services, LLCreal estaten
- Knudsen Insurance Services, LLCreal estaten
- Lincoln Insurance Group LLCreal estaten
- Mark Edward Partners LLCreal estaten
- Milestone Insurance Services, LLCreal estaten
- Mogul Insurance Agency, LLC Dba Mogul Wealth Strategies, LLCreal estaten
- National Automotive Programs, LLCreal estaten
- Pauli-Shaw Insurance Agency, LLCreal estaten
- Peo Exchange, LLCreal estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Insurance-licensed employees · 0 to 1Mar 19, 2025 to Mar 23, 2026
- State-registered IARs · 1 to 0Mar 19, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 0Sep 26, 2024 to Mar 19, 2025
Signals
1 dated events
- Alkeme Investments Llc filed its initial SEC registration (Form ADV)Jul 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (480)588-0825reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026