DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• I••••••••• M••••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Oct 15, 2024 · 4 filings
SEC status approved since Nov 15, 2024
RAUM
$140M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$35.0M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$140M as of Apr 14, 2026
Mar 14, 2025$158M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 14, 2026
Mar 14, 20250 then
Employees (5.A)12 as of Apr 14, 2026
Mar 14, 202511 then
Private funds2 as of Apr 14, 2026
Mar 14, 20252 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
- RAUM per advisor
- $35.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$140M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M•••••• C•••••• | Houston, Tx | Jan 17, 2025 | 18 y | 0 |
| M••• L•••• B••••• | Houston, Tx | Jan 17, 2025 | 11 y | 0 |
| D•••• M•••• M••••••• | Houston, Tx | Jan 17, 2025 | 15 y | 0 |
| J••••• T••••• F••••••• | Houston, Tx | Jan 17, 2025 | 15 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- S••••• L•• S•••••• to C•••• T•••• A•••••••• L••Mar 2, 2026 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M•••• L•••• · Chief Compliance Officer And Chief Administrative Officercontrolsince 07/2024 · owns less than 5%
- C•••••• J••• J•••• C•••••• · Chief Production Officercontrolsince 07/2024 · owns less than 5%
- F•••••••• J•••••• T••••• · Chief Operating Officercontrolsince 07/2024 · owns 25% to 50%
- M•••••••• D••••• M•••• · Chief Executive Officercontrolsince 07/2024 · owns less than 5%
- B•••••• M•••• L•••• · Managercontrolsince 07/2014 · owns 75% or more of Mbr Equity LLC
- C•••••• J••• J•••• C•••••• · Managercontrolsince 12/2018 · owns 75% or more of Clemens Re Holdings I LLC
- M•••••••• D••••• M•••• · Sole Managercontrolsince 07/2007 · owns F of One Braeburn Investments Management, LLC
- M•••••••• A•••• S••••• · Limited Partnersince 12/2007 · owns 25% to 50% of One Slp 288, Ltd.
- M•••••••• E•••• A••••• · Limited Partnersince 12/2007 · owns 25% to 50% of One Slp 288, Ltd.
- M•••••••• M••••••• H••••• · Limited Partnersince 12/2007 · owns 25% to 50% of One Slp 288, Ltd.
- M•••••••• S•••• A•••••••• · Limited Partnersince 12/2007 · owns 25% to 50% of One Slp 288, Ltd.
Entity owners
- C•••••• R• H••••••• I• L•• · Memberdirect · owns 25% to 50%
- M•• E••••• L•• · Memberdirect · owns 25% to 50%
- O•• S•• 2••• L••• · Memberdirect · owns 25% to 50%
- O•• B••••••• I••••••••• M••••••••• L•• · General Partnerindirect · owns F of One Slp 288, Ltd.
Related persons
Schedule D 7.A
- F••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- F••••••• C•••••• G•• L••pooled vehicle sponsorn
- F••••••• C•••••• P••••••• G• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 5Mar 14, 2025 to Feb 19, 2026
- Employees · 11 to 12Mar 14, 2025 to Feb 19, 2026
- Discretionary RAUM · $158M to $140MMar 14, 2025 to Feb 19, 2026
- Pooled vehicle RAUM · $158M to $140MMar 14, 2025 to Feb 19, 2026
- RAUM · $158M to $140MMar 14, 2025 to Feb 19, 2026
- Accounts · unset to 4.0Oct 15, 2024 to Mar 14, 2025
- Pooled vehicle clients · unset to 4.0Oct 15, 2024 to Mar 14, 2025
- Assets in custody · unset to 0.0Oct 15, 2024 to Mar 14, 2025
- Custody of client assets · false to trueOct 15, 2024 to Mar 14, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 14, 2025
- Private funds · unset to 2Oct 15, 2024 to Mar 14, 2025
- Discretionary RAUM · unset to 157637981.0Oct 15, 2024 to Mar 14, 2025
- Non-discretionary RAUM · unset to 0.0Oct 15, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · unset to 157637981.0Oct 15, 2024 to Mar 14, 2025
- RAUM · unset to 157637981.0Oct 15, 2024 to Mar 14, 2025
- Related adviser · false to trueOct 15, 2024 to Mar 14, 2025
Signals
2 dated events
- Skyler Lee Seidman left Flagship Investment Management Llc for Clear Trail Advisors, Llc (registered 2025-08-24)Mar 2, 2026 · Advisor changed firm · fact
- Flagship Investment Management Llc filed its initial SEC registration (Form ADV)Oct 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Flagship Investment Management LLC · Independent Sponsorsshared crd · capital_provider
- Flagship Investment Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flagshipcapitalpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- flagshipco.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-713-623-6000reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026