DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Leclair Wealth Partners

Independent wealth managerDublin, OhioCRD 332827SEC 801-131227websiteIAPD
Legal name Leclair Wealth Partners LLC
Latest filing Aug 27, 2026
First filing on the tape Aug 30, 2024 · 8 filings
SEC status approved since Sep 30, 2024
RAUM
$363M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$363M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$90.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$363M as of Aug 27, 2026
Jan 24, 2025$342M then
HNW client RAUM$339M as of Aug 27, 2026
Jan 24, 2025$322M then
State-registered IARs (5.B.3)3 as of Aug 27, 2026
Jan 24, 20253 then
Employees (5.A)4 as of Aug 27, 2026
Jan 24, 20254 then
Private funds: no history
RAUM +6.0% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$90.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.2MderivedHNW RAUM over HNW clients
Average account
$649,331derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+6.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$331MreportedItem 5.I
Custody
$32,021, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$339M94%
  • Individuals$23.3M6.4%
  • Corporations and businesses$209,4010.1%
Individual clients
72reported
HNW clients
80reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
559reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$32,021 for 1 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Steven Edwin LeclairCertified Financial PlannerDublin, Oh Nov 12, 202423 y2
Lauren MatthiessenCertified Financial PlannerDublin, OhNov 12, 202415 y2
Mitchell J TowneDublin, OhNov 14, 202417 y1
Robert Angelo MazzoccoDublin, Oh Apr 8, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Edwin Steven Leclair · Managing Director, Member And Managercontrol
        since 05/2024 · owns 75% or more
      • Keith John Dwyer · Chief Compliance Officer
        since 10/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Dublin, Oh · principal410
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 527 to 559
        Jan 6, 2026 to Feb 13, 2026
      • Individual clients · 61 to 72
        Jan 6, 2026 to Feb 13, 2026
      • Assets in custody · $30,846 to $32,021
        Jan 6, 2026 to Feb 13, 2026
      • Discretionary RAUM · $342M to $363M
        Jan 6, 2026 to Feb 13, 2026
      • HNW RAUM · $322M to $339M
        Jan 6, 2026 to Feb 13, 2026
      • Individual RAUM · $20.1M to $23.3M
        Jan 6, 2026 to Feb 13, 2026
      • RAUM · $342M to $363M
        Jan 6, 2026 to Feb 13, 2026
      • Related broker-dealer · true to false
        Jan 6, 2026 to Feb 13, 2026
      • Financial planning clients · 0 to 0
        Jan 24, 2025 to Feb 5, 2025
      • Accounts · 0 to 527
        Nov 11, 2024 to Jan 24, 2025
      • BD registered reps · 0 to 1
        Nov 11, 2024 to Jan 24, 2025
      • HNW clients · unset to 80.0
        Nov 11, 2024 to Jan 24, 2025
      • Individual clients · unset to 61.0
        Nov 11, 2024 to Jan 24, 2025
      • Assets in custody · unset to 30846.0
        Nov 11, 2024 to Jan 24, 2025
      • Custody of client assets · false to true
        Nov 11, 2024 to Jan 24, 2025
      • Employees · 6 to 4
        Nov 11, 2024 to Jan 24, 2025
      • Discretionary RAUM · $0 to $342M
        Nov 11, 2024 to Jan 24, 2025
      • HNW RAUM · unset to 322307563.0
        Nov 11, 2024 to Jan 24, 2025
      • Individual RAUM · unset to 20057672.0
        Nov 11, 2024 to Jan 24, 2025
      • RAUM · $0 to $342M
        Nov 11, 2024 to Jan 24, 2025
      • Related broker-dealer · false to true
        Nov 11, 2024 to Jan 24, 2025
      Signals
      2 dated events
      • 2 advisors left Raymond James & Associates, Inc. (Dublin, OH) for Leclair Wealth Partners within 3 days
        Nov 1, 2024 · Team lift-out · derived
      • Leclair Wealth Partners filed its initial SEC registration (Form ADV)
        Aug 30, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      leclairwealthpartners.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      888-277-5704reportedpublic record, Form ADV, Aug 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $90.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026