DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• E•••••• A•••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Aug 21, 2024 · 5 filings
SEC status approved since Sep 20, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Jan 17, 2025$938M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 17, 20250 then
Employees (5.A)6 as of Mar 30, 2026
Jan 17, 20255 then
Private funds: 1
RAUM +87% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $293MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +87%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $327M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B66%
- Sovereign wealth funds$600M34%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $327M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.34 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• F•••••••• E••• · Cio/Limited Partnercontrolsince 04/2024 · owns 75% or more
- W•••• W••••••• C•••• · Coo/Cfo/Ccocontrolsince 04/2024 · owns less than 5%
- K•••••• F•••••••• E••• · Managing Membercontrolsince 04/2024 · owns 75% or more of T•••• A•••• M••••••••• G• L••
- L••••••••• I••• M•••••• · Director Of Researchsince 04/2024 · owns less than 5%
Entity owners
- T•••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 34% against a peer median of 0% (1506 comparable advisers, 100.0th percentile, 11.5 robust deviations)peers: asset managers, $1B to $5B (1,506) · 100% percentile
- business activity changedChange between filings · filing Mar 30, 2026advises private funds (Item 7.B): no on the filing of 2025-06-26, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- affiliate changedChange between filings · filing Mar 30, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-06-26, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-06-26, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $938,181,872 to $1,756,431,998 (+87.0%) between the annual amendments of 2025-01-17 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 6Jun 26, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Jun 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 4Jun 26, 2025 to Mar 30, 2026
- Assets in custody · unset to 326766303.0Jun 26, 2025 to Mar 30, 2026
- Custody of client assets · false to trueJun 26, 2025 to Mar 30, 2026
- Employees · 5 to 6Jun 26, 2025 to Mar 30, 2026
- Private funds · unset to 1Jun 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $938M to $1.8BJun 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $657M to $1.2BJun 26, 2025 to Mar 30, 2026
- RAUM · $938M to $1.8BJun 26, 2025 to Mar 30, 2026
- Related bank · false to trueJun 26, 2025 to Mar 30, 2026
- Business name · T•••• A•••• M••••••••• L• to T•••• E•••••• A•••• M••••••••• L•Jan 17, 2025 to Jun 26, 2025
- Financial planning clients · unset to Jan 17, 2025 to Jun 26, 2025
- Legal name · T•••• A•••• M••••••••• L• to T•••• E•••••• A•••• M••••••••• L•Jan 17, 2025 to Jun 26, 2025
- Accounts · unset to 2.0Sep 11, 2024 to Jan 17, 2025
- Advisory employees · 3 to 4Sep 11, 2024 to Jan 17, 2025
- Pooled vehicle clients · unset to 1.0Sep 11, 2024 to Jan 17, 2025
- Employees · 4 to 5Sep 11, 2024 to Jan 17, 2025
- Discretionary RAUM · unset to 938181872.0Sep 11, 2024 to Jan 17, 2025
- Non-discretionary RAUM · unset to 0.0Sep 11, 2024 to Jan 17, 2025
- Pooled vehicle RAUM · unset to 656985137.0Sep 11, 2024 to Jan 17, 2025
- RAUM · unset to 938181872.0Sep 11, 2024 to Jan 17, 2025
Signals
2 dated events
- T•••• E•••••• A•••• M••••••••• L• reported RAUM $1.8B, up 87% from $938.2M (2025-06-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- T•••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 849-6758reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026