DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• V•••••••
Latest filing Jun 2, 2026
First filing on the tape Aug 11, 2025 · 3 filings
SEC status approved since Sep 3, 2025
RAUM
$74.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$74.8M as of Jun 2, 2026
Aug 11, 2025$56.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Aug 11, 20250 then
Employees (5.A)12 as of Jun 2, 2026
Aug 11, 202512 then
Private funds10 as of Jun 2, 2026
Aug 11, 20258 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $74.8M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$74.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.8M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••••• I• F••• L•• | Private Equity Fund | $7.1M | 84 | Oct 1, 2024 |
| G••••••••• I•• F••• L•• | Private Equity Fund | $6.2M | 87 | Oct 1, 2024 |
| G••••••••• F••• L•• | Private Equity Fund | $5.9M | 67 | Oct 1, 2024 |
| H•• I••••••••• F••• L•• | Private Equity Fund | $5.2M | 86 | Oct 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- V••••••••• M••••••• C••••••••• · Managing Membercontrolsince 10/2022 · owns 75% or more
- H••••• M••••••• K•••• · Chief Compliance Officersince 02/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 10Aug 11, 2025 to Mar 3, 2026
- Pooled vehicle clients · 8 to 10Aug 11, 2025 to Mar 3, 2026
- Assets in custody · $56.8M to $74.8MAug 11, 2025 to Mar 3, 2026
- Private funds · 8 to 10Aug 11, 2025 to Mar 3, 2026
- Discretionary RAUM · $56.8M to $74.8MAug 11, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $56.8M to $74.8MAug 11, 2025 to Mar 3, 2026
- RAUM · $56.8M to $74.8MAug 11, 2025 to Mar 3, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- H•• V••••••• · Independent Sponsorsshared crd · capital_provider
- H•• V••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hlv-venturesreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 631-780-3286reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026