DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alamos Capital, LLC

Asset manager (funds and pooled vehicles)Tucson, ArizonaCRD 332985SEC 801-131202IAPD
Latest filing Mar 30, 2026
First filing on the tape Aug 27, 2024 · 5 filings
SEC status approved since Sep 26, 2024
RAUM
$1.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$500,000
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.0M as of Mar 30, 2026
Apr 29, 2025$2.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Apr 29, 20251 then
Employees (5.A)2 as of Mar 30, 2026
Apr 29, 20251 then
Private funds1 as of Mar 30, 2026
Apr 29, 20251 then
RAUM -50% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
$500,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-50%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Alamos Capital L.P.Hedge Fund$00Aug 27, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • B Francisco Almada · Managing Member, Ccocontrol
        since 07/2024 · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list Alamos Capital, LLC as a related person
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Tucson, Az · principal210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 1 to 2
        Apr 29, 2025 to Mar 30, 2026
      • BD registered reps · 1 to 2
        Apr 29, 2025 to Mar 30, 2026
      • Assets in custody · $2.0M to $1.0M
        Apr 29, 2025 to Mar 30, 2026
      • Employees · 1 to 2
        Apr 29, 2025 to Mar 30, 2026
      • Insurance-licensed employees · 1 to 2
        Apr 29, 2025 to Mar 30, 2026
      • State-registered IARs · 1 to 2
        Apr 29, 2025 to Mar 30, 2026
      • Discretionary RAUM · $2.0M to $1.0M
        Apr 29, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $2.0M to $1.0M
        Apr 29, 2025 to Mar 30, 2026
      • RAUM · $2.0M to $1.0M
        Apr 29, 2025 to Mar 30, 2026
      • Accounts · 0 to 1
        Dec 11, 2024 to Apr 29, 2025
      • Assets in custody · $0 to $2.0M
        Dec 11, 2024 to Apr 29, 2025
      • Financial planning clients · unset to
        Dec 11, 2024 to Apr 29, 2025
      • Discretionary RAUM · $0 to $2.0M
        Dec 11, 2024 to Apr 29, 2025
      • Pooled vehicle RAUM · $0 to $2.0M
        Dec 11, 2024 to Apr 29, 2025
      • RAUM · $0 to $2.0M
        Dec 11, 2024 to Apr 29, 2025
      Signals
      1 dated events
      • Alamos Capital, Llc filed its initial SEC registration (Form ADV)
        Aug 27, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      520-664-2001reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $500,000derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026