DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• C•••••• M•••••••••
Legal name L••••• C•••••• M••••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Sep 25, 2024 · 6 filings
SEC status approved since Oct 28, 2024
RAUM
$842M
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
100%
$842M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$842M as of Jul 14, 2026
Feb 19, 2025$198M then
HNW client RAUM$842M as of Jul 14, 2026
Feb 19, 2025$198M then
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Feb 19, 20250 then
Employees (5.A)1 as of Jul 14, 2026
Feb 19, 20251 then
Private funds: no history
RAUM +326% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $105MderivedHNW RAUM over HNW clients
- Average account
- $9.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +326%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +167%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$842M100%
- Individual clients
- 0reported
- HNW clients
- 8reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 89reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• H••••••• L••• · President, Cio, Ccocontrolsince 08/2024 · owns less than 5%
- L•••••• H••••••• L••• · Managing Membercontrolsince 08/2024 · owns 75% or more of L••••• C•••••• M••••••••• G• L••
Entity owners
- L••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Jul 14, 2026RAUM per account of $9,463,440 against a peer median of $610,947 (1443 comparable advisers, 99.0th percentile, 6.0 robust deviations)peers: independent wealth managers, $500M to $1B (1,443) · 99% percentile
- discretionary share shiftChange between filings · filing Apr 23, 2026discretionary share of RAUM moved from 0.0% to 71.0% between the annual amendments of 2025-02-19 and 2026-04-23peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Apr 23, 2026RAUM (Item 5.F) moved from $197,593,567 to $842,246,176 (+326.0%) between the annual amendments of 2025-02-19 and 2026-04-23; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 100% percentile
What changed
consecutive filings, newest first
- Legal name · L••••• C•••••• M••••••••• LP to L••••• C•••••• M••••••••• L••Apr 23, 2026 to Jul 14, 2026
- Organization form · Limited Partnership to Limited Liability CompanyApr 23, 2026 to Jul 14, 2026
- Accounts · 24 to 89Aug 7, 2025 to Mar 13, 2026
- HNW clients · 3 to 8Aug 7, 2025 to Mar 13, 2026
- Discretionary RAUM · $0 to $600MAug 7, 2025 to Mar 13, 2026
- HNW RAUM · $198M to $842MAug 7, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $198M to $242MAug 7, 2025 to Mar 13, 2026
- RAUM · $198M to $842MAug 7, 2025 to Mar 13, 2026
- Accounts · 0 to 24Sep 25, 2024 to Feb 19, 2025
- Advisory activities · 4 to 3Sep 25, 2024 to Feb 19, 2025
- HNW clients · 0 to 3Sep 25, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 1-10Sep 25, 2024 to Feb 19, 2025
- HQ city · unset to Sep 25, 2024 to Feb 19, 2025
- HQ state · unset to Sep 25, 2024 to Feb 19, 2025
- HNW RAUM · $0 to $198MSep 25, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $0 to $198MSep 25, 2024 to Feb 19, 2025
- RAUM · $0 to $198MSep 25, 2024 to Feb 19, 2025
Signals
2 dated events
- L••••• C•••••• M••••••••• reported RAUM $842.2M, up 326% from $197.6M (2025-08-07 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- L••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Sep 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/loomis-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-249-6431reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026