DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• B•• R•••• A•••••••• L•••
Latest filing Jun 17, 2026
First filing on the tape Mar 11, 2025 · 3 filings
SEC status approved since Apr 7, 2025
RAUM
$526M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$526M as of Jun 17, 2026
Mar 11, 2025$519M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 11, 20250 then
Employees (5.A)34 as of Jun 17, 2026
Mar 11, 202527 then
Private funds1 as of Jun 17, 2026
Mar 11, 20251 then
RAUM +1.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $526MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $526M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$526M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $526M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• B•• R•••• N••••••• D•••••• F•••• L••• | Private Equity Fund | $116M | 38 | Sep 16, 2024 |
Owners and control persons
Schedule A and B, latest filing
- I••••••• J•••• C•••••• · Chief Operating Officercontrolsince 06/2024 · owns less than 5%
- J•••••• S•••••• T•••• · Managing Direector; Board Membercontrolsince 06/2024 · owns less than 5%
- K•••• J••••• D••••• · Chief Compliance Officer And General Counselcontrolsince 06/2024 · owns less than 5%
- O•••••• K••••• W•••• · Chief Investmentcontrolsince 06/2024 · owns less than 5%
Entity owners
- T•• O••••• G•••• C••••••• L••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Jun 17, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-30, yes on the filing of 2026-06-17peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Assets in custody · $0 to $526MMar 30, 2026 to Jun 17, 2026
- Custody of client assets · false to trueMar 30, 2026 to Jun 17, 2026
- Employees · 32 to 34Mar 30, 2026 to Jun 17, 2026
- Discretionary RAUM · $564M to $526MMar 30, 2026 to Jun 17, 2026
- Pooled vehicle RAUM · $564M to $526MMar 30, 2026 to Jun 17, 2026
- RAUM · $564M to $526MMar 30, 2026 to Jun 17, 2026
- Advisory employees · 8 to 9Mar 11, 2025 to Mar 30, 2026
- BD registered reps · 7 to 6Mar 11, 2025 to Mar 30, 2026
- Assets in custody · $519M to $0Mar 11, 2025 to Mar 30, 2026
- Custody of client assets · true to falseMar 11, 2025 to Mar 30, 2026
- Employees · 27 to 32Mar 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $519M to $564MMar 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $519M to $564MMar 11, 2025 to Mar 30, 2026
- RAUM · $519M to $564MMar 11, 2025 to Mar 30, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- O•• B•• R•••• A•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- O•• B•• R•••• A•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/one-bow-riverreportedpublic record, Form ADV, Sep 18, 2026
- Website
- o•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (303) 861-8466reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026