DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••••• W••••• C••••••••• I•••

Former SEC-registered adviserGreat Neck, New YorkCRD 333415SEC 801-131380websiteIAPD
Latest filing Apr 4, 2025
First filing on the tape Sep 30, 2024 · 4 filings
SEC status approved since Apr 9, 2025
RAUM
$45.2M
reported, Item 5.F
Discretionary
4.8%
of RAUM
Private clients
4.8%
$2.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$45.2M as of Apr 4, 2025
Sep 30, 2024$45.2M then
HNW client RAUM$585,383 as of Apr 4, 2025
Sep 30, 2024$585,383 then
State-registered IARs (5.B.3)0 as of Apr 4, 2025
Sep 30, 20240 then
Employees (5.A)6 as of Apr 4, 2025
Sep 30, 20246 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 4, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
4.8%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$43.0M95%
  • Individuals$1.6M3.5%
  • High-net-worth individuals$585,3831.3%
Individual clients
7reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• T••••• A•••• · Ccocontrol
        since 09/2024 · owns 25% to 50%
      • M••••••• R•••••• A••• · Board Member And Ultimate Controlling Owner Of Parent Companycontrol
        since 09/2024 · owns 50% to 75%
      Entity owners
      • M••••••• W••••• C••••••••• G•••• A• · Parent Company
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • G•• A•••• M••••••••• L••
        investment advisernRAUM $27.5M
      • M••••••• W••••• C••••••••• G•••• A•
        investment adviserLP sponsorreal estatey
      • M••••••• W••••• C••••••••• G•••• L••••••
        investment adviserLP sponsorreal estaten
      • M•• G•••• U•
        investment adviserLP sponsorreal estaten
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Great Neck, Ny · principal000
      Offices
      Schedule D 1.F, the 25 largest
      • Silema, Malta2 employees
      • Zug, Switzerland2 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · 11-25 to 11-25
        Oct 21, 2024 to Apr 4, 2025
      • Financial planning clients · unset to 11-25
        Sep 30, 2024 to Oct 10, 2024
      Signals
      3 dated events
      • M••••••• W••••• C••••••••• I••• no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $45.2M)
        Sep 2, 2025 · Left the SEC roster · derived
      • Tariq Anwar Dennison no longer registered at M••••••• W••••• C••••••••• I•••; no later IA registration on IAPD
        Aug 18, 2025 · Advisor departure · fact
      • M••••••• W••••• C••••••••• I••• filed its initial SEC registration (Form ADV)
        Sep 30, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026