DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• C•••••• P•••••••• L••
Legal name W••••••• C•••••• P••••••• A•••••••• L••
Latest filing Jun 12, 2026
First filing on the tape Nov 25, 2024 · 6 filings
SEC status approved since Jan 6, 2025
RAUM
$311M
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$311M as of Jun 12, 2026
Mar 21, 2025$243M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 12, 2026
Mar 21, 20250 then
Employees (5.A)7 as of Jun 12, 2026
Mar 21, 20257 then
Private funds9 as of Jun 12, 2026
Mar 21, 20255 then
RAUM +28% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $154M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$154M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $154M for 6 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.5 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••• G••••••••• I•••••••• L•• | Other Private Fund | $31.5M | 3 | Nov 25, 2024 |
| W••••••••• I•••••••• L•• | Other Private Fund | $25.1M | 6 | Nov 25, 2024 |
| W••••••• W•••••• I•••••••• L•• | Other Private Fund | $21.3M | 5 | Nov 25, 2024 |
| W••••••••• I•••••••• L•• | Other Private Fund | $12.8M | 7 | Nov 25, 2024 |
| W••••••• C•••••• A•••••••• L•• | Other Private Fund | $0 | 2 | Nov 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E••••••• P••••• · Partnercontrolsince 04/2022 · owns 50% to 75%
- M••••••• J••• H•••• · Managing Partnercontrolsince 04/2022 · owns 50% to 75%
- W••••• D•••••• · Chief Compliance Officer And Vice President Financesince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 10May 14, 2026 to Jun 12, 2026
- Pooled vehicle clients · 6 to 9May 14, 2026 to Jun 12, 2026
- Assets in custody · $154M to $154MMay 14, 2026 to Jun 12, 2026
- Private funds · 6 to 9May 14, 2026 to Jun 12, 2026
- Discretionary RAUM · $154M to $154MMay 14, 2026 to Jun 12, 2026
- Pooled vehicle RAUM · $154M to $154MMay 14, 2026 to Jun 12, 2026
- RAUM · $311M to $311MMay 14, 2026 to Jun 12, 2026
- Related adviser · true to falseMay 14, 2026 to Jun 12, 2026
- Accounts · 6 to 7Jul 1, 2025 to Mar 25, 2026
- Pooled vehicle clients · 5 to 6Jul 1, 2025 to Mar 25, 2026
- Assets in custody · $111M to $154MJul 1, 2025 to Mar 25, 2026
- Private funds · 5 to 6Jul 1, 2025 to Mar 25, 2026
- Discretionary RAUM · $111M to $154MJul 1, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $132M to $156MJul 1, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $111M to $154MJul 1, 2025 to Mar 25, 2026
- RAUM · $243M to $311MJul 1, 2025 to Mar 25, 2026
- Related adviser · false to trueJul 1, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 21, 2025 to Jul 1, 2025
- Advisory employees · 6 to 7Nov 25, 2024 to Mar 21, 2025
- Assets in custody · $90.7M to $111MNov 25, 2024 to Mar 21, 2025
- Employees · 6 to 7Nov 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $90.7M to $111MNov 25, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $166M to $132MNov 25, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $90.7M to $111MNov 25, 2024 to Mar 21, 2025
- RAUM · $256M to $243MNov 25, 2024 to Mar 21, 2025
Signals
1 dated events
- W••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••••• C•••••• P•••••••• L•• · Family Officesshared crd · office
- W••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/waypointcapitalpartnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-548-9424reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026