DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• M••••••••• L•
Latest filing Sep 4, 2026
First filing on the tape Mar 25, 2025 · 5 filings
SEC status approved since Sep 8, 2025
RAUM
$367M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$211M as of Mar 30, 2026
Mar 25, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20250 then
Employees (5.A)11 as of Mar 30, 2026
Mar 25, 20253 then
Private funds2 as of Mar 30, 2026
Jan 5, 20262 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $91.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $343M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$343M94%
- Other investment advisers$23.7M6.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $343M for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• C••••••• M••••••• · Managing Partnercontrolsince 06/2024 · owns less than 5%
- K•••••• A•••• · Managing Partnercontrolsince 06/2024 · owns less than 5%
- K•••• M•••••••• S•••• · Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
Entity owners
- L••••• M••••••••• G• L•• · Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 30, 2026 to Sep 4, 2026
- Advisory employees · 6 to 5Mar 30, 2026 to Sep 4, 2026
- Pooled vehicle clients · 2 to 3Mar 30, 2026 to Sep 4, 2026
- Assets in custody · $184M to $343MMar 30, 2026 to Sep 4, 2026
- Employees · 11 to 8Mar 30, 2026 to Sep 4, 2026
- Financial planning clients · to unsetMar 30, 2026 to Sep 4, 2026
- Private funds · 2 to unsetMar 30, 2026 to Sep 4, 2026
- Discretionary RAUM · $211M to $367MMar 30, 2026 to Sep 4, 2026
- Pooled vehicle RAUM · $184M to $343MMar 30, 2026 to Sep 4, 2026
- RAUM · $211M to $367MMar 30, 2026 to Sep 4, 2026
- Succession · false to unsetMar 30, 2026 to Sep 4, 2026
- Advisory employees · 5 to 6Jan 5, 2026 to Mar 30, 2026
- Assets in custody · $183M to $184MJan 5, 2026 to Mar 30, 2026
- Employees · 10 to 11Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $209M to $211MJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $183M to $184MJan 5, 2026 to Mar 30, 2026
- RAUM · $209M to $211MJan 5, 2026 to Mar 30, 2026
- Accounts · 0 to 3Oct 3, 2025 to Jan 5, 2026
- Advisory employees · 3 to 5Oct 3, 2025 to Jan 5, 2026
- Advisory activities · 1 to 2Oct 3, 2025 to Jan 5, 2026
- Pooled vehicle clients · unset to 2.0Oct 3, 2025 to Jan 5, 2026
- Assets in custody · unset to 183230004.0Oct 3, 2025 to Jan 5, 2026
- Custody of client assets · false to trueOct 3, 2025 to Jan 5, 2026
- Employees · 3 to 10Oct 3, 2025 to Jan 5, 2026
- Private funds · unset to 2Oct 3, 2025 to Jan 5, 2026
- Discretionary RAUM · $0 to $209MOct 3, 2025 to Jan 5, 2026
- Pooled vehicle RAUM · unset to 183230004.0Oct 3, 2025 to Jan 5, 2026
- RAUM · $0 to $209MOct 3, 2025 to Jan 5, 2026
- Related adviser · true to falseOct 3, 2025 to Jan 5, 2026
- Advisory employees · 2 to 3Mar 25, 2025 to Oct 3, 2025
- Related adviser · false to trueMar 25, 2025 to Oct 3, 2025
- Related bank · false to trueMar 25, 2025 to Oct 3, 2025
Signals
2 dated events
- L••••• M••••••••• L• reported RAUM $367.2M, up 74% from $210.7M (2026-03-30 to 2026-09-04)Sep 4, 2026 · RAUM change · derived
- L••••• M••••••••• L• no longer on the SEC adviser roster (last listed 2025-08-01)Sep 2, 2025 · Left the SEC roster · derived
Across DFX
shared identifiers only, never a name match
- L••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- L••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- lattis.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +1 212 204 1688reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026