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Former SEC-registered adviser

M••••• C•••••• G••••

Former SEC-registered adviserNew York, New YorkCRD 33364SEC 801-61224IAPD
Legal name M••••• C•••••• G••••• I•••
Latest filing Mar 30, 2016
First filing on the tape Jan 30, 2012 · 9 filings
RAUM
$30.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$30.0M as of Mar 30, 2016
Jan 30, 2012$100M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2016
Mar 28, 20132 then
Employees (5.A)4 as of Mar 30, 2016
Mar 28, 20136 then
Private funds: no history
RAUM -96% over the last fiscal year-63% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
$15.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-96%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• B•••••• J••••• M• · Chief Operations Officercontrol
        since 01/2015 · owns less than 5%
      • P••••••••• J••• A••• · Ceo/Chief Compliance Officercontrol
        since 09/2015 · owns less than 5%
      • L•••••••• R•••••• · Chief Executive Officercontrol
        since 11/2014 · owns 50% to 75% of M••••• 360 Holding LLC
      • S••••••• J••••••• R••• · Shareholdercontrol
        since 10/2009 · owns 25% to 50% of M••••• 3•• H••••••• L••
      • S••••••• M••••••• · Shareholdercontrol
        since 10/2009 · owns 25% to 50% of M••••• 360 Holding, Inc.
      • G•••••• D•••• F•••••• · Shareholder
        since 01/2005 · owns 10% to 25%
      • G••••••• P••• L••••••• M• · Finop
        since 01/2015 · owns less than 5%
      • W•••••• S••••• R•• · Shareholder
        since 09/1997 · owns 10% to 25%
      • G••••••••• R••• A•••• · Owner
        since 12/2007 · owns 25% to 50% of A•••••• F•••• C•••••• M••••••••• L••
      Entity owners
      • M••••• 3•• H••••••• L•• · Shareholder
        direct · owns 50% to 75%
      • A•••••• F•••• C•••••• M••••••••• L•• · Shareholder
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Laguna Beach, CA
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 1
        Apr 22, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $745M to $30.0M
        Apr 22, 2015 to Mar 30, 2016
      • RAUM · $745M to $30.0M
        Apr 22, 2015 to Mar 30, 2016
      • Advisory employees · 4 to 2
        Jan 31, 2014 to Mar 28, 2015
      • Advisory activities · 3 to 1
        Jan 31, 2014 to Mar 28, 2015
      • BD registered reps · 1 to 2
        Jan 31, 2014 to Mar 28, 2015
      • Non-discretionary RAUM · $543M to $745M
        Jan 31, 2014 to Mar 28, 2015
      • RAUM · $543M to $745M
        Jan 31, 2014 to Mar 28, 2015
      • BD registered reps · 4 to 1
        Jun 3, 2013 to Jan 31, 2014
      • Employees · 6 to 4
        Jun 3, 2013 to Jan 31, 2014
      • Non-discretionary RAUM · $580M to $543M
        Jun 3, 2013 to Jan 31, 2014
      • RAUM · $580M to $543M
        Jun 3, 2013 to Jan 31, 2014
      • Accounts · 1 to 2
        Mar 13, 2012 to Mar 28, 2013
      • Advisory employees · unset to 4.0
        Mar 13, 2012 to Mar 28, 2013
      • Advisory activities · 2 to 3
        Mar 13, 2012 to Mar 28, 2013
      • BD registered reps · unset to 4.0
        Mar 13, 2012 to Mar 28, 2013
      • Employees · unset to 6.0
        Mar 13, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 2.0
        Mar 13, 2012 to Mar 28, 2013
      • Non-discretionary RAUM · $100M to $580M
        Mar 13, 2012 to Mar 28, 2013
      • RAUM · $100M to $580M
        Mar 13, 2012 to Mar 28, 2013
      • Related broker-dealer · false to true
        Mar 13, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      M••••• C•••••• G•••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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