DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Schroders Capital Management (Switzerland) Ag

Former SEC-registered adviserZurich, CRD 333658SEC 801-131697IAPD
Latest filing Nov 25, 2024
First filing on the tape Nov 25, 2024 · 1 filings
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.3%
$63.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
97
29 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
72
$13B gross assets
History
1 filings and snapshots on the tape
RAUM: $23B
HNW client RAUM: $63.9M
State-registered IARs (5.B.3): 0
Employees (5.A): 97
Private funds: 72
Practice profile
derived from the filing of Nov 25, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$32.0MderivedHNW RAUM over HNW clients
Average account
$167MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$13B58%
  • Pension and profit-sharing plans$6.3B27%
  • Corporations and businesses$1.6B7.0%
  • Insurance companies$1.1B4.6%
  • Banks and thrifts$321M1.4%
  • State and municipal entities$311M1.3%
  • Investment companies$92.9M0.4%
  • High-net-worth individuals$63.9M0.3%
Individual clients
0reported
HNW clients
2reported
Pension plan clients
36reported
Charitable clients
0reported
Accounts
139reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      72 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Schroders Capital Semi-Liquid Global Private EquityPrivate Equity Fund$1.4B55Mar 30, 2020
      Schroders Capital Private Equity Europe Vii S.C.S.Private Equity Fund$933M22Mar 28, 2018
      Schroders Capital Private Equity Global Innovation X S.C.S.Private Equity Fund$472M28Mar 30, 2020
      Schroders Capital Private Equity Europe Vi L.P.Private Equity Fund$471M20Mar 31, 2015
      Schroders Capital Private Equity Europe Viii S.C.S.Private Equity Fund$466M24Mar 30, 2020
      Schroders Capital Private Equity Secondaries IV Eur S.C.S.Private Equity Fund$424M19Mar 29, 2021
      Schroders Capital Private Equity Global II S.C.S.Private Equity Fund$418M23Mar 29, 2017
      Schroders Capital Private Equity Europe Direct II S.C.S.Private Equity Fund$407M10Mar 29, 2017
      Schroders Capital Private Equity Secondaries III L.P.Private Equity Fund$391M19Mar 23, 2016
      Schroders Capital Private Equity Global L.P.Private Equity Fund$385M16Dec 4, 2013
      Aerow Sma I L.P.Private Equity Fund$354M2Mar 29, 2017
      Schroders Capital Private Equity Global III Eur S.C.S.Private Equity Fund$349M25Mar 29, 2021
      Schroders Capital Private Equity Europe Direct III S.C.S.Private Equity Fund$313M12Nov 25, 2024
      Schroders Capital Private Equity Global Innovation Ix S.C.S.Private Equity Fund$311M13Mar 29, 2017
      Schroders Capital Private Equity Global Innovation Xi S.C.S.Private Equity Fund$305M26Nov 25, 2024
      Schroders Capital Private Equity Global Direct III Eur S.C.S.Private Equity Fund$300M18Mar 29, 2021
      Schroders Capital Private Equity US V S.C.S.Private Equity Fund$257M22Mar 28, 2019
      Sc Global Opportunities S.L.P.Private Equity Fund$246M2Mar 30, 2022
      Schroders Capital Private Equity Global Innovation Vii L.P.Private Equity Fund$244M8Mar 30, 2012
      Aerow Sma II L.P.Private Equity Fund$235M2Mar 30, 2020
      Schroders Capital Private Equity Asia V S.C.S.Private Equity Fund$227M20Mar 28, 2019
      Schroders Capital Private Equity Global Innovation Viii L.P.Private Equity Fund$220M12Mar 31, 2015
      Schroders Capital Private Equity China II S.C.S.Private Equity Fund$199M4Mar 30, 2022
      Schroders Capital Private Equity Global Direct III Usd S.C.S.Private Equity Fund$192M10Mar 29, 2021
      Eem Opportunities L.P.Private Equity Fund$183M2Mar 28, 2019
      Schroders Capital Private Equity Europe V L.P.Private Equity Fund$149M23Mar 30, 2012
      Schroders Capital Private Equity Asia III L.P.Private Equity Fund$137M16Mar 30, 2012
      Sa-El II S.C.S.Private Equity Fund$129M2Mar 30, 2020
      Schroders Capital Private Equity Asia IV L.P.Private Equity Fund$128M15Mar 31, 2015
      Schroders Capital Private Equity Global IV S.C.S.Private Equity Fund$114M5Nov 25, 2024
      Schroders Capital Private Equity Global Direct IV Gbp S.C.S.Private Equity Fund$110M6Nov 25, 2024
      Eem L.P.Private Equity Fund$108M2Mar 23, 2016
      Schroders Capital Private Equity US IV L.P.Private Equity Fund$108M11Mar 31, 2015
      Schroders Capital Multi Private Credit L.P.Private Equity Fund$107M4Mar 29, 2021
      Schroders Capital Private Equity Europe Direct L.P.Private Equity Fund$106M12Dec 4, 2013
      Schroders Capital Private Equity US III L.P.Private Equity Fund$105M11Mar 30, 2012
      Schroders Capital Private Equity Global Direct IV Eur S.C.S.Private Equity Fund$103M9Nov 25, 2024
      Schroders Capital Private Equity Healthcare S.C.S.Private Equity Fund$97.8M8Mar 29, 2021
      Schroders Capital Private Equity US Vi S.C.S.Private Equity Fund$97.3M11Nov 25, 2024
      Schroders Capital Private Equity India S.C.S.Private Equity Fund$95.4M3Nov 25, 2024
      All funds of Schroders Capital Management (Switzerland) Ag
      Owners and control persons
      Schedule A and B, latest filing
      • Jakob Benjamin Alt · Head Of Global Private Equity Portfolioscontrol
        since 03/2024 · owns less than 5%
      • Christopher Peter Arnold · Chief Operating Officer, Private Assetscontrol
        since 05/2017 · owns less than 5%
      • Sebastian Timothy Creed · Head Of Private Equity'S Investmentscontrol
        since 07/2012 · owns less than 5%
      • Nmn Dirk Dillinger · Head Of Financecontrol
        since 07/2022 · owns less than 5%
      • Markus Rainer Ender · Global Head Of Private Equity, Vice Chairman Of The Boardcontrol
        since 01/2006 · owns less than 5%
      • Anthony Lee Gardella · Head Of Private Equity North Americacontrol
        since 05/2008 · owns less than 5%
      • Nmn Aikaterini Rigoulia · Chief Compliance Officercontrol
        since 01/2024 · owns less than 5%
      • (Nmn) Nils Rode · Chief Investment Officercontrol
        since 05/2008 · owns less than 5%
      • Nmn Pascal Untersander · Head Of Risk Managementcontrol
        since 01/2019 · owns less than 5%
      • Fritz Georg Wunderlin · Global Head Of Schroders Capital, Executive Chairman Of The Boardcontrol
        since 09/2019 · owns less than 5%
      • (Nmn) Stephanie Aldag · Legal Counsel
        since 06/2024 · owns less than 5%
      • Kurt Stefan Fuchs · Member
        since 06/2024 · owns less than 5%
      • Marc Sven Gasser · Chief Operation Officer Private Equity
        since 06/2024 · owns less than 5%
      • Bernadette Christa Janjic-Marti · Member
        since 06/2024 · owns less than 5%
      Entity owners
      • Schroders Capital Holding (Switzerland) Ag · Owner
        direct · owns 75% or more
      • Schroder Administration Ltd · Owner
        indirect · owns 75% or more of Schroders Capital Holding (Switzerland) Ag
      • Schroder Private Assets Holdings Ltd · Owner
        indirect · owns 75% or more of Schroder Administration Ltd
      • Schroders Plc · Owner
        indirect · owns 75% or more of Schroder Private Assets Holdings Ltd
      Related persons
      Schedule D 7.A
      • Aaf Management I L.P
        pooled vehicle sponsorn
      • Aaf Management II L.P.
        pooled vehicle sponsorn
      • Aaf Management III L.P.
        pooled vehicle sponsorn
      • Aerow Sma Management I L.P.
        pooled vehicle sponsorn
      • Aerow Sma Management II L.P.
        pooled vehicle sponsorn
      • Eem Management II L.P
        pooled vehicle sponsorn
      • Eem Management L.P.
        pooled vehicle sponsorn
      • Eem Opportunities Management L.P.
        pooled vehicle sponsorn
      • Schroder Adveq Europe Management II L.P.
        pooled vehicle sponsorn
      • Schroder Adveq Europe Management III L.P.
        pooled vehicle sponsorn
      • Schroder Adveq Technology Management V L.P.
        pooled vehicle sponsorn
      • Schroder Adveq Technology Management Vi L.P.
        pooled vehicle sponsorn
      • Schroder Adveq US Management I L.P.
        pooled vehicle sponsorn
      • Schroder Fund Advisors LLC
        broker-dealern
      • Schroder Investment Management (Europe) S.A.
        investment advisern
      • Schroder Investment Management (Japan) Limited
        investment advisernRAUM $11B
      • Schroder Investment Management Australia Ltd.
        investment advisern
      • Schroder Investment Management Ltd
        investment advisern
      • Schroder Investment Management North America Inc
        investment adviserbankpooled vehicle sponsornRAUM $150B
      • Schroder Investment Management North America Ltd
        investment adviserbanknRAUM $83B
      • Schroders Capital Management (Curacao) N.V
        pooled vehicle sponsorn
      • Schroders Capital Management (Jersey) Ltd.
        investment adviserpooled vehicle sponsorn
      • Schroders Capital Management (Luxembourg) S.A R.L
        investment adviserpooled vehicle sponsorn
      • Schroders Capital Private Equity Asia Management I L.P
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Asia Management II L.P.
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Asia Management III L.P.
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Asia Management IV L.P.
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Asia Management V S.A R.L.
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Europe Direct Management L.P.
        pooled vehicle sponsorn
      • Schroders Capital Private Equity Europe Management IV A L.P
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Beijing, China2 employees
      • Shanghai, China1 employees
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      2 dated events
      • Schroders Capital Management (Switzerland) Ag reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Nov 25, 2024 · Succession (Item 4) · fact
      • Schroders Capital Management (Switzerland) Ag filed its initial SEC registration (Form ADV)
        Nov 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026