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Former SEC-registered adviser

A•• M••••••••• T••• L••

Former SEC-registered adviserMiami, FloridaCRD 333712SEC 801-131864IAPD
Latest filing Mar 27, 2026
First filing on the tape Dec 20, 2024 · 4 filings
SEC status approved since Mar 14, 2025
RAUM
$98,361
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$98,361 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$98,361 as of Mar 27, 2026
Mar 20, 2025$0 then
HNW client RAUM$98,361 as of Mar 27, 2026
Mar 20, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 20, 20250 then
Employees (5.A)5 as of Mar 27, 2026
Mar 20, 20255 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$49,181derivedHNW RAUM over HNW clients
Average account
$49,181derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$98,361100%
Individual clients
0reported
HNW clients
2reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• R•••••• C•••••• E•••••• · Ceocontrol
        since 03/2023 · owns 75% or more
      • M•••••••• S•••••• M•••••• · Chief Compliance Officer
        since 12/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list A•• M••••••••• T••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 2
        Jul 10, 2025 to Mar 27, 2026
      • HNW clients · 0 to 2
        Jul 10, 2025 to Mar 27, 2026
      • Financial planning clients · to 0
        Jul 10, 2025 to Mar 27, 2026
      • Discretionary RAUM · $0 to $98,361
        Jul 10, 2025 to Mar 27, 2026
      • HNW RAUM · $0 to $98,361
        Jul 10, 2025 to Mar 27, 2026
      • RAUM · $0 to $98,361
        Jul 10, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Mar 20, 2025 to Jul 10, 2025
      • Advisory employees · 0 to 2
        Dec 20, 2024 to Mar 20, 2025
      • Business name · A•• M••••••••• T••• L•• to A•• M••••••••• T••• L••
        Dec 20, 2024 to Mar 20, 2025
      • Legal name · A•• M••••••••• T••• L•• to A•• M••••••••• T••• L••
        Dec 20, 2024 to Mar 20, 2025
      Signals
      2 dated events
      • A•• M••••••••• T••• L•• no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $98,361)
        May 1, 2026 · Left the SEC roster · derived
      • A•• M••••••••• T••• L•• filed its initial SEC registration (Form ADV)
        Dec 20, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026