DFX Intelligence

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T••••••• F•••

Asset manager (funds and pooled vehicles)SEC-registered5 private fundsUmbrella registrationwebsite

Asset manager (funds and pooled vehicles), reporting $217M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-07-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $217M
Advisors: 0
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-07-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 333720 · SEC 801-136597 · 2 filingsShow

CRD 333720SEC 801-136597Legal name T••••••• F••• M••••••••• C•••••• I• L•••First filing on the tape May 28, 2026, latest Jul 30, 2026SEC status approved since Jun 26, 2026IAPD

RAUM

$217M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

RAUM$217M as of Jul 30, 2026

May 28, 2026$217M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 30, 2026

May 28, 20260 then

Employees (5.A)12 as of Jul 30, 2026

May 28, 202612 then

Private funds5 as of Jul 30, 2026

May 28, 20265 then

Practice profile

derived from the filing of Jul 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $43.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $217M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$217M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $217M for 5 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A•••• A•••••••• H••••••• L••	Private Equity Fund	$139M	23	Jun 22, 2022
W••••• F••••••••• H••••••• L••	Private Equity Fund	$32.2M	18	Jul 13, 2023
T•••••• F••• S•• 1• L••	Private Equity Fund	$30.0M	9	Jul 30, 2026
T•••••• F••• S•• 3• L••	Private Equity Fund	$15.5M	7	Jul 30, 2026
V•• G••••• P•••••• L••	Private Equity Fund	$221,586	9	Sep 24, 2024

Owners and control persons

Schedule A and B, latest filing

S••••••• S•••••• L••••••• · Managing Partnercontrol
since 03/2024 · owns 10% to 25%
T•••••• K•••• H••• · Managing Partner & Chief Compliance Officercontrol
since 03/2024 · owns 75% or more
L••••• A•••• J•••• · Partner
since 05/2024 · owns less than 5%
L••••••• G••••••• N•• · Chief Operating Officer
since 11/2024 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

HQ city · FRAMINGHAM to
May 28, 2026 to Jul 30, 2026
HQ state · MA to
May 28, 2026 to Jul 30, 2026

Signals

2 dated events

••• Locked
Jul 30, 2026 · private fund first reported · fact
••• Locked
Jul 30, 2026 · private fund first reported · fact

Across DFX

shared identifiers only, never a name match

T••••••• F••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jul 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jul 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.