DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• S••••• A•••••••• L••
Latest filing Jun 24, 2026
First filing on the tape Jan 9, 2025 · 4 filings
SEC status approved since Feb 10, 2025
RAUM
$672M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
318
190 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$672M as of Jun 24, 2026
Jan 9, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 24, 2026
Jan 9, 20250 then
Employees (5.A)318 as of Jun 24, 2026
Jan 9, 2025295 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 7 to 8
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $672MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$558M83%
- Pooled investment vehicles$114M17%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• S•••• R••••••• · Authorized Person; Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- K••••••••• M••••••• E••• · Authorized Personcontrolsince 09/2024 · owns less than 5%
- M••••••• E••• · Authorized Personcontrolsince 09/2024 · owns less than 5%
- M•••••• S•••••• J••••• · Authorized Personcontrolsince 09/2024 · owns less than 5%
Entity owners
- A•••• S••••• P•••••••• L•• · Member Of A•••• S••••• A•••••••• L••direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · unset to 1.0Mar 31, 2026 to Jun 24, 2026
- Discretionary RAUM · $524M to $672MMar 31, 2026 to Jun 24, 2026
- Pooled vehicle RAUM · unset to 113854561.0Mar 31, 2026 to Jun 24, 2026
- RAUM · $524M to $672MMar 31, 2026 to Jun 24, 2026
- Accounts · 0 to 1Sep 17, 2025 to Mar 31, 2026
- Advisory employees · 142 to 190Sep 17, 2025 to Mar 31, 2026
- Employees · 295 to 318Sep 17, 2025 to Mar 31, 2026
- Financial planning clients · to 0Sep 17, 2025 to Mar 31, 2026
- Other offices · 7 to 8Sep 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $524MSep 17, 2025 to Mar 31, 2026
- RAUM · $0 to $524MSep 17, 2025 to Mar 31, 2026
Signals
1 dated events
- A•••• S••••• A•••••••• L•• reported RAUM $672.1M, up 28% from $524.2M (2026-03-31 to 2026-06-24)Jun 24, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/adams-street-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-553-7890reportedpublic record, Form ADV, Jun 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026