DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 15, 2024 · 4 filings
SEC status approved since Apr 16, 2025
RAUM
$531M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$531M as of Mar 31, 2026
Apr 14, 2025$198M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 14, 20250 then
Employees (5.A)6 as of Mar 31, 2026
Apr 14, 20253 then
Private funds: no history
RAUM +168% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +168%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$314M59%
- Investment companies$159M30%
- Insurance companies$58.3M11%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.3 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• I••• S•••••• R•••• · Managing Partnercontrolsince 10/2024 · owns 50% to 75%
- M••••••••• C••••• P•••••• · Managing Partnercontrolsince 10/2024 · owns 50% to 75%
- D••••••• N•••••••• L• · Chief Compliance Officersince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 100.0% to 70.0% between the annual amendments of 2025-04-14 and 2026-03-31peers: other advisers, $500M to $1B (95)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $198,294,520 to $531,190,303 (+168.0%) between the annual amendments of 2025-04-14 and 2026-03-31; the peer median change was +12.0% (87 comparable advisers, 95.0th percentile of changes)peers: other advisers, $500M to $1B (87) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 11Jul 11, 2025 to Mar 31, 2026
- Advisory employees · 3 to 6Jul 11, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Jul 11, 2025 to Mar 31, 2026
- Employees · 3 to 6Jul 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $198M to $531MJul 11, 2025 to Mar 31, 2026
- RAUM · $198M to $531MJul 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 14, 2025 to Jul 11, 2025
- Accounts · 0 to 8Nov 15, 2024 to Apr 14, 2025
- Advisory employees · 2 to 3Nov 15, 2024 to Apr 14, 2025
- Employees · 2 to 3Nov 15, 2024 to Apr 14, 2025
- Discretionary RAUM · $0 to $198MNov 15, 2024 to Apr 14, 2025
- RAUM · $0 to $198MNov 15, 2024 to Apr 14, 2025
Signals
2 dated events
- S••••• G••••• L•• reported RAUM $531.2M, up 168% from $198.3M (2025-07-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S••••• G••••• L•• filed its initial SEC registration (Form ADV)Nov 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sardis-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sardisfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (404) 282-5552reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026