DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B••••• I••••••••• L••

Former SEC-registered adviserCRD 333952SEC 801-131646IAPD
Latest filing Dec 8, 2025
First filing on the tape Nov 18, 2024 · 10 filings
SEC status 120-day approval since Dec 17, 2024
RAUM
$11.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
32%
$3.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11.8M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$11.8M as of Dec 8, 2025
Apr 16, 2025$11.8M then
HNW client RAUM$3.8M as of Dec 8, 2025
Apr 16, 2025$3.8M then
State-registered IARs (5.B.3)1 as of Dec 8, 2025
Apr 16, 20251 then
Employees (5.A)2 as of Dec 8, 2025
Apr 16, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 8, 2025; every figure names its basis
RAUM per advisor
$11.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$377,363derivedHNW RAUM over HNW clients
Average account
$905,664derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.5M, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.8M100%
Individual clients
n/areported
HNW clients
10reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.5M for 14 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
V••••••• R••••••Doral, FlJan 7, 202620 y9
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••••••• R•••••• D• C•••••• N•••• · Ownercontrol
      since 11/2024 · owns 75% or more
    • R••••••• V•••••••• A•••• · Chief Compliance Officer, Chief Executive Officer, Managing Partnercontrol
      since 11/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Advisory activities · 4 to 3
      Aug 28, 2025 to Nov 20, 2025
    • HQ city · DORAL to
      Aug 28, 2025 to Nov 20, 2025
    • HQ state · FL to
      Aug 28, 2025 to Nov 20, 2025
    • Financial planning clients · unset to
      Jun 9, 2025 to Jul 10, 2025
    • Advisory activities · 3 to 4
      Apr 16, 2025 to Jun 9, 2025
    • Assets in custody · unset to 2548715.0
      Apr 16, 2025 to Jun 9, 2025
    • Custody of client assets · false to true
      Apr 16, 2025 to Jun 9, 2025
    • Accounts · 0 to 13
      Dec 17, 2024 to Apr 16, 2025
    • HNW clients · unset to 10.0
      Dec 17, 2024 to Apr 16, 2025
    • Discretionary RAUM · $0 to $11.8M
      Dec 17, 2024 to Apr 16, 2025
    • HNW RAUM · unset to 3773630.0
      Dec 17, 2024 to Apr 16, 2025
    • RAUM · $0 to $11.8M
      Dec 17, 2024 to Apr 16, 2025
    Signals
    2 dated events
    • B••••• I••••••••• L•• no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $11.8M)
      Feb 2, 2026 · Left the SEC roster · derived
    • B••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
      Nov 18, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $11.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026