DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••• L•••••• G• L••

Former SEC-registered adviserRoswell, GeorgiaCRD 334044SEC 801-133710websiteIAPD
Latest filing Jun 27, 2025
First filing on the tape Nov 20, 2024 · 3 filings
SEC status 120-day approval since Jun 30, 2025
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$0 as of Jun 27, 2025
Nov 20, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 27, 2025
Nov 20, 20241 then
Employees (5.A)2 as of Jun 27, 2025
Nov 20, 20246 then
Private funds: no history
Practice profile
derived from the filing of Jun 27, 2025; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• J••••• T•••••• · Ccocontrol
        since 11/2024 · owns less than 5%
      • M••••••••• L••••••• · Ceocontrol
        since 03/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Business name · G••••• L•••••• L•• to G••••• L•••••• G• L••
        Nov 22, 2024 to Jun 27, 2025
      • Employees · 6 to 2
        Nov 22, 2024 to Jun 27, 2025
      • Insurance-licensed employees · 0 to 1
        Nov 22, 2024 to Jun 27, 2025
      • Financial planning clients · 0 to 0
        Nov 22, 2024 to Jun 27, 2025
      • Legal name · G••••• L•••••• L•• to G••••• L•••••• G• L••
        Nov 22, 2024 to Jun 27, 2025
      Signals
      3 dated events
      • G••••• L•••••• G• L•• no longer on the SEC adviser roster (last listed 2026-02-02)
        Mar 2, 2026 · Left the SEC roster · derived
      • G••••• L•••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06)
        May 2, 2025 · Left the SEC roster · derived
      • G••••• L•••••• L•• filed its initial SEC registration (Form ADV)
        Nov 20, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026