DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Amundi US
Legal name Amundi US Investment Advisors LLC
Latest filing Mar 31, 2026
First filing on the tape Dec 4, 2024 · 5 filings
SEC status approved since Jan 24, 2025
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Apr 25, 2025$3.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 25, 20252 then
Employees (5.A)32 as of Mar 31, 2026
Apr 25, 202527 then
Private funds: no history
RAUM -70% over the last fiscal yearIARs 2 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $566MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -70%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Frederic Barthelemy · Ceocontrolsince 09/2024 · owns less than 5%
- Michael John Malone · Ccocontrolsince 10/2024 · owns less than 5%
Entity owners
- Amundi US Investment Advisors Holding LLC · Ownerdirect · owns 75% or more
- Amundi Asset Management S.A.S. · Shareholderindirect · owns 75% or more of Amundi US Investment Advisors Holding LLC
- Amundi S.A. · Shareholderindirect · owns 75% or more of Amundi Asset Management S.A.S.
Related persons
Schedule D 7.A
- Abc-Ca Fund Management Co. Ltd.investment advisern
- Amundiy
- Amundi (Uk) Limitedinvestment advisern
- Amundi Aalam Sdn Bhdinvestment advisern
- Amundi Alternative Investments Ireland Ltd.investment advisern
- Amundi Asset Management S.A.S.investment advisery
- Amundi Asset Management Sai Sainvestment advisern
- Amundi Asset Management US, Inc.investment advisernRAUM $120B
- Amundi Austria Gmbhinvestment advisern
- Amundi Canada Inc.broker-dealerinvestment advisern
- Amundi Czech Republic Asset Management, A.S.investment advisern
- Amundi Deutschland Gmbhinvestment advisern
- Amundi Distributor US, Inc.broker-dealery
- Amundi Hong Kong Ltdinvestment advisern
- Amundi Iberia S.G.I.I.C., S.A.investment advisern
- Amundi Intermediationbroker-dealern
- Amundi Investment Fund Management Private Limited Companyinvestment advisern
- Amundi Ireland Ltd.investment advisern
- Amundi Japan Ltd.investment advisernRAUM $40B
- Amundi Luxembourg S.A.investment advisern
- Amundi Malaysia Sdn Bhdinvestment advisern
- Amundi Polska Tfibroker-dealerinvestment advisern
- Amundi Singapore Limitedbroker-dealerinvestment advisern
- Amundi Societa Di Gestione Del Risparmio S.P.A.investment advisern
- Amundi Suisse Sainvestment advisern
- Amundi Taiwan Limitedinvestment advisern
- Caceis Bank Luxembourg S.A.n
- Caceis S.A.n
- Cpr Asset Managementinvestment advisern
- Credit Agricole Cibn
Offices
Schedule D 1.F, the 25 largest
- Dublin, Ireland9 employees
- Paris, France6 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-09-02, no on the filing of 2026-03-31peers: other advisers, $1B to $5B (247)
- affiliate changedChange between filings · filing Mar 31, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2025-09-02, no on the filing of 2026-03-31peers: other advisers, $1B to $5B (247)
- business activity changedChange between filings · filing Mar 31, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2025-09-02, no on the filing of 2026-03-31peers: other advisers, $1B to $5B (247)
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-09-02, yes on the filing of 2026-03-31peers: other advisers, $1B to $5B (247)
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-09-02, no on the filing of 2026-03-31peers: other advisers, $1B to $5B (247)
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-04-25 and 2026-03-31peers: other advisers, $1B to $5B (247)
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,789,471,855 to $1,132,473,403 (-70.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 2.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 1.7% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 2Sep 2, 2025 to Mar 31, 2026
- Business name · AMUNDI to AMUNDI USSep 2, 2025 to Mar 31, 2026
- Corporate clients · unset to 2.0Sep 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2.0 to unsetSep 2, 2025 to Mar 31, 2026
- Employees · 27 to 32Sep 2, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 0Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $1.1BSep 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $3.8B to $0Sep 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 353298754.0 to unsetSep 2, 2025 to Mar 31, 2026
- RAUM · $3.8B to $1.1BSep 2, 2025 to Mar 31, 2026
- Related bank · true to falseSep 2, 2025 to Mar 31, 2026
- Related insurance company · true to falseSep 2, 2025 to Mar 31, 2026
- Accounts · unset to 3.0Dec 16, 2024 to Apr 25, 2025
- Pooled vehicle clients · unset to 2.0Dec 16, 2024 to Apr 25, 2025
- Financial planning clients · unset to Dec 16, 2024 to Apr 25, 2025
- Discretionary RAUM · unset to 0.0Dec 16, 2024 to Apr 25, 2025
- Non-discretionary RAUM · unset to 3789471855.0Dec 16, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · unset to 353298754.0Dec 16, 2024 to Apr 25, 2025
- RAUM · unset to 3789471855.0Dec 16, 2024 to Apr 25, 2025
Signals
2 dated events
- Amundi Us reported RAUM $1.1B, down 70% from $3.8B (2025-09-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Amundi filed its initial SEC registration (Form ADV)Dec 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (617)-885-0250reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026