DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Market Investment Group, LLC
Latest filing Feb 26, 2026
First filing on the tape Apr 10, 2025 · 4 filings
SEC status approved since Mar 7, 2025
RAUM
$416M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$416M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
33
19 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$416M as of Feb 26, 2026
Apr 10, 2025$0 then
HNW client RAUM$92.8M as of Feb 26, 2026
Apr 10, 2025$0 then
State-registered IARs (5.B.3)6 as of Feb 26, 2026
Apr 10, 20257 then
Employees (5.A)33 as of Feb 26, 2026
Apr 10, 202538 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 7 to 6
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 605derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $108,168derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$324M78%
- High-net-worth individuals$92.8M22%
- Individual clients
- 1,752reported
- HNW clients
- 62reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,850reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Larry D Kloefkorn | Wichita, Ks | Jun 4, 2025 | 23 y | 2 |
| Danny James Goolsby | Wichita, Ks | Jun 4, 2025 | 41 y | 1 |
| Jonathon David Mccoy | Kansas City, Mo | Jul 2, 2025 | 11 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Douglas C Miller to Rsg Investments LLCMay 21, 2026 · RIA to RIA
Joined, latest
- Jonathon David Mccoy from Foundations Investment Advisors LLCJul 2, 2025 · RIA to a newly registered adviser
- Larry D Kloefkorn from Foundations Investment Advisors LLCJun 4, 2025 · RIA to a newly registered adviser
- Douglas C Miller from Foundations Investment Advisors LLCJun 4, 2025 · RIA to a newly registered adviser
- Danny James Goolsby from Foundations Investment Advisors LLCJun 4, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Foundations Investment Advisors LLCSep 30, 2025 · Phoenix, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Edward Matthew Goolsby · Manager/Ceocontrolsince 01/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Feb 26, 2026private clients per advisor of 604.7 against a peer median of 57.3 (3075 comparable advisers, 100.0th percentile, 15.6 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 100% percentile
- custody status changedChange between filings · filing Feb 26, 2026custody of client assets (Item 9.A): yes on the filing of 2025-11-06, no on the filing of 2026-02-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 659 to 3,850Nov 6, 2025 to Feb 26, 2026
- HNW clients · 11 to 62Nov 6, 2025 to Feb 26, 2026
- Individual clients · 647 to 1,752Nov 6, 2025 to Feb 26, 2026
- Assets in custody · 0.0 to unsetNov 6, 2025 to Feb 26, 2026
- Custody of client assets · true to falseNov 6, 2025 to Feb 26, 2026
- Employees · 38 to 33Nov 6, 2025 to Feb 26, 2026
- Insurance-licensed employees · 5 to 0Nov 6, 2025 to Feb 26, 2026
- State-registered IARs · 7 to 6Nov 6, 2025 to Feb 26, 2026
- Other offices · 2 to 3Nov 6, 2025 to Feb 26, 2026
- Discretionary RAUM · $126M to $416MNov 6, 2025 to Feb 26, 2026
- HNW RAUM · $19.0M to $92.8MNov 6, 2025 to Feb 26, 2026
- Individual RAUM · $107M to $324MNov 6, 2025 to Feb 26, 2026
- RAUM · $126M to $416MNov 6, 2025 to Feb 26, 2026
- Financial planning clients · 0 to 0Jul 7, 2025 to Nov 6, 2025
- Other offices · 3 to 2Jul 7, 2025 to Nov 6, 2025
- Accounts · 0 to 659Apr 10, 2025 to Jul 7, 2025
- Advisory employees · 17 to 19Apr 10, 2025 to Jul 7, 2025
- HNW clients · 0 to 11Apr 10, 2025 to Jul 7, 2025
- Individual clients · 0 to 647Apr 10, 2025 to Jul 7, 2025
- Insurance-licensed employees · 7 to 5Apr 10, 2025 to Jul 7, 2025
- Discretionary RAUM · $0 to $126MApr 10, 2025 to Jul 7, 2025
- HNW RAUM · $0 to $19.0MApr 10, 2025 to Jul 7, 2025
- Individual RAUM · $0 to $107MApr 10, 2025 to Jul 7, 2025
- RAUM · $0 to $126MApr 10, 2025 to Jul 7, 2025
Signals
3 dated events
- Douglas C Miller left Market Investment Group, Llc for Rsg Investments Llc (registered 2026-08-20)May 21, 2026 · Advisor changed firm · fact
- Market Investment Group, Llc reported RAUM $416.4M, up 230% from $126.1M (2025-11-06 to 2026-02-26)Feb 26, 2026 · RAUM change · derived
- 2 advisors left Foundations Investment Advisors LLC (Phoenix, AZ) for Market Investment Group, LLC on the same daySep 30, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 316-252-8707reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-803-1040reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 816-548-2000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/market-advisory-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- marketadvisorygroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 316-252-8707reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- marketadvisorygroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026