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SEC-registered adviser

I•••••••••

Independent wealth managerCRD 334292SEC 801-132026websiteIAPD
Legal name I••••••••• A•••••••• L••
Latest filing Feb 12, 2026
First filing on the tape Mar 3, 2025 · 3 filings
SEC status approved since Feb 21, 2025
RAUM
$1,500
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1,500 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$1,500 as of Feb 12, 2026
Mar 3, 2025$600 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 12, 2026
Mar 3, 20250 then
Employees (5.A)1 as of Feb 12, 2026
Mar 3, 20251 then
Private funds: no history
RAUM +150% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$150derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+150%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1,500100%
Individual clients
10reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $1,500 managedreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• D••••• · Managing Member, Ccocontrol
        since 11/2024 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 10
        Jul 20, 2025 to Feb 12, 2026
      • Individual clients · 2 to 10
        Jul 20, 2025 to Feb 12, 2026
      • Financial planning clients · to 1-10
        Jul 20, 2025 to Feb 12, 2026
      • Discretionary RAUM · $1,000 to $1,500
        Jul 20, 2025 to Feb 12, 2026
      • Individual RAUM · $1,000 to $1,500
        Jul 20, 2025 to Feb 12, 2026
      • RAUM · $1,000 to $1,500
        Jul 20, 2025 to Feb 12, 2026
      • Wrap assets (manager) · $0 to $1,500
        Jul 20, 2025 to Feb 12, 2026
      • Financial planning clients · unset to
        Mar 3, 2025 to Jul 20, 2025
      • Discretionary RAUM · $600 to $1,000
        Mar 3, 2025 to Jul 20, 2025
      • Individual RAUM · $600 to $1,000
        Mar 3, 2025 to Jul 20, 2025
      • RAUM · $600 to $1,000
        Mar 3, 2025 to Jul 20, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      i•••••••••.earthreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      518-421-6376reportedpublic record, Form ADV, Feb 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026