DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• G• P•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Jul 3, 2025 · 3 filings
SEC status approved since Jul 30, 2025
RAUM
$936M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$468M
derived; firm RAUM over IAPD count
Employees
23
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
11
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$936M as of Apr 1, 2026
Jul 3, 2025$150M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Jul 3, 20250 then
Employees (5.A)23 as of Apr 1, 2026
Jul 3, 202560 then
Private funds11 as of Apr 1, 2026
Jul 3, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- $468MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.5derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$936M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••••••• K•••••• · Chief Operating Officer, Chief Legal Officer & Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
Entity owners
- A•• A••••••• I•• L•• · Managing Memberdirect · owns 50% to 75%
- H• G•• P•••• L•• · Non-Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 11Jul 3, 2025 to Mar 31, 2026
- Advisory employees · 17 to 9Jul 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 11Jul 3, 2025 to Mar 31, 2026
- Custody of client assets · true to falseJul 3, 2025 to Mar 31, 2026
- Employees · 60 to 23Jul 3, 2025 to Mar 31, 2026
- Private funds · 1 to 11Jul 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $150M to $936MJul 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $150M to $936MJul 3, 2025 to Mar 31, 2026
- RAUM · $150M to $936MJul 3, 2025 to Mar 31, 2026
Signals
1 dated events
- A•• G• P•••••••• L•• reported RAUM $935.9M, up 524% from $150.0M (2025-07-03 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•• G• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•• G• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- arapartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-337-9150reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $468Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026