DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D• I••••••••• M••••••••• I••• L••
Latest filing Jun 29, 2026
First filing on the tape Jan 3, 2025 · 3 filings
SEC status approved since Feb 12, 2025
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$192M as of Jun 29, 2026
Jan 3, 2025$0 then
HNW client RAUM$0 as of Jun 29, 2026
Jan 3, 2025$0 then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jan 3, 20250 then
Employees (5.A)5 as of Jun 29, 2026
Jan 3, 20254 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$108M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.56 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••• N•••• · Partner Partnercontrolsince 11/2024 · owns 75% or more
- T••••• H••••• J••••• · Partner Partner Partner Officersince 11/2024 · owns less than 5%
- T••••• N••••• N•••• · Partnersince 11/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 29, 2026advises private funds (Item 7.B): no on the filing of 2025-06-27, yes on the filing of 2026-06-29peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Accounts · 0 to 3Jun 27, 2025 to Jun 29, 2026
- Advisory employees · 3 to 4Jun 27, 2025 to Jun 29, 2026
- Pooled vehicle clients · 0 to 2Jun 27, 2025 to Jun 29, 2026
- Employees · 4 to 5Jun 27, 2025 to Jun 29, 2026
- Private funds · unset to 1Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $0 to $192MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $0 to $108MJun 27, 2025 to Jun 29, 2026
- RAUM · $0 to $192MJun 27, 2025 to Jun 29, 2026
- Advisory employees · 4 to 3Jan 3, 2025 to Jun 27, 2025
- Financial planning clients · unset to Jan 3, 2025 to Jun 27, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- d••••••.inreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +91 96622 24602reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026