DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
S••••• R••••••••• G••••
Legal name D••••• B•••••• L••
Latest filing Feb 6, 2026
First filing on the tape Dec 18, 2024 · 11 filings
SEC status 120-day approval since Jan 17, 2025
RAUM
$6.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$6.1M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$2.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$6.1M as of Feb 6, 2026
Jan 16, 2025$0 then
HNW client RAUM: $5.0M
State-registered IARs (5.B.3)3 as of Feb 6, 2026
Jan 16, 20252 then
Employees (5.A)3 as of Feb 6, 2026
Jan 16, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- $2.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $289,741derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.5M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.0M82%
- Individuals$1.1M18%
- Individual clients
- 12reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5M for 10 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• H••••••• D•••••Certified Financial Planner | Daytona Beach, Fl | Jan 17, 2025 | 22 y | 2 |
| M••• B•••••• | Daytona Beach, Fl | Jun 20, 2025 | 18 y | 1 |
| S•••• M••• C•••••••• | Daytona Beach, Fl | Oct 17, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• B•••••• from E•••• W••••• M••••••••• L••Jun 20, 2025 · Other
- R••••• H••••••• D••••• from E•••• W••••• M••••••••• L••Jan 17, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••• · Managing Partner And Chief Compliance Officercontrolsince 07/2023 · owns 50% to 75%
- D•••••• R•••••• H••••••• · Managing Partner And Presidentcontrolsince 07/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Daytona Beach, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 21Jan 29, 2026 to Feb 6, 2026
- HNW clients · unset to 2.0Jan 29, 2026 to Feb 6, 2026
- Individual clients · 10 to 12Jan 29, 2026 to Feb 6, 2026
- HNW RAUM · unset to 4989513.0Jan 29, 2026 to Feb 6, 2026
- Individual RAUM · $1.5M to $1.1MJan 29, 2026 to Feb 6, 2026
- Non-discretionary RAUM · $1.5M to $6.1MJan 29, 2026 to Feb 6, 2026
- RAUM · $1.5M to $6.1MJan 29, 2026 to Feb 6, 2026
- Assets in custody · unset to 1500000.0Dec 1, 2025 to Jan 29, 2026
- Custody of client assets · false to trueDec 1, 2025 to Jan 29, 2026
- Accounts · 0 to 10Jul 28, 2025 to Nov 18, 2025
- Advisory employees · 2 to 3Jul 28, 2025 to Nov 18, 2025
- Individual clients · unset to 10.0Jul 28, 2025 to Nov 18, 2025
- Employees · 2 to 3Jul 28, 2025 to Nov 18, 2025
- Financial planning clients · 0 to 0Jul 28, 2025 to Nov 18, 2025
- State-registered IARs · 2 to 3Jul 28, 2025 to Nov 18, 2025
- Individual RAUM · unset to 1500000.0Jul 28, 2025 to Nov 18, 2025
- Non-discretionary RAUM · $0 to $1.5MJul 28, 2025 to Nov 18, 2025
- RAUM · $0 to $1.5MJul 28, 2025 to Nov 18, 2025
- Insurance-licensed employees · 2 to 0Jun 3, 2025 to Jul 28, 2025
Signals
2 dated events
- S••••• R••••••••• G•••• no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $6.1M)May 1, 2026 · Left the SEC roster · derived
- S••••• R••••••••• G•••• filed its initial SEC registration (Form ADV)Dec 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- striveretirement.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026