DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• W••••• A•••••••
Legal name T••••• W••••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 27, 2025 · 3 filings
SEC status approved since Feb 26, 2025
RAUM
$106M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
87%
$92.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$35.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$106M as of Mar 27, 2026
Jan 27, 2025$0 then
HNW client RAUM$38.1M as of Mar 27, 2026
Apr 21, 2025$116M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Jan 27, 20251 then
Employees (5.A)3 as of Mar 27, 2026
Jan 27, 20251 then
Private funds: no history
RAUM -25% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $35.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $249,953derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $12.8M, 48 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$54.5M51%
- High-net-worth individuals$38.1M36%
- Charitable organizations$10.7M10%
- Pension and profit-sharing plans$2.6M2.5%
- Corporations and businesses$36,6490.0%
- Individual clients
- 74reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 424reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.8M for 48 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• M•••••••Certified Financial Planner, Chartered Financial Consultant | Columbia, Mo | Apr 2, 2025 | 19 y | 2 |
| E•••• K•••••••• O•••••Certified Financial Planner | St. Paul, Mn | Apr 2, 2025 | 15 y | 4 |
| M•••• T••••• H•••••••• H•••••Certified Financial Planner | Columbia, Mo | Apr 2, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E•••• K•••••••• O••••• from E••••• F•••••••• N••••••• I•••Apr 2, 2025 · RIA to a newly registered adviser
- M•••• T••••• H•••••••• H••••• from E••••• F•••••••• N••••••• I•••Apr 2, 2025 · RIA to a newly registered adviser
- M•••••• J••• M••••••• from E••••• F•••••••• N••••••• I•••Apr 2, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• M••••••• J••• · Presidentcontrolsince 01/2018 · owns 75% or more
- O•••••• E••••• K•••••••• · Chief Compliance Officercontrolsince 04/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbia, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 81.0% to 36.0% between the annual amendments of 2025-04-21 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $142,124,516 to $105,980,250 (-25.0%) between the annual amendments of 2025-04-21 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 1.5% percentile
What changed
consecutive filings, newest first
- Accounts · 400 to 424Apr 21, 2025 to Mar 27, 2026
- Charity clients · unset to 1.0Apr 21, 2025 to Mar 27, 2026
- Corporate clients · unset to 1.0Apr 21, 2025 to Mar 27, 2026
- HNW clients · 23 to 22Apr 21, 2025 to Mar 27, 2026
- Individual clients · 64 to 74Apr 21, 2025 to Mar 27, 2026
- Pension plan clients · unset to 0.0Apr 21, 2025 to Mar 27, 2026
- Pooled vehicle clients · unset to 0.0Apr 21, 2025 to Mar 27, 2026
- Assets in custody · $39.8M to $12.8MApr 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $142M to $103MApr 21, 2025 to Mar 27, 2026
- HNW RAUM · $116M to $38.1MApr 21, 2025 to Mar 27, 2026
- Individual RAUM · $26.5M to $54.5MApr 21, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $2.6MApr 21, 2025 to Mar 27, 2026
- Pension RAUM · unset to 2619521.0Apr 21, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · unset to 0.0Apr 21, 2025 to Mar 27, 2026
- RAUM · $142M to $106MApr 21, 2025 to Mar 27, 2026
- Accounts · 0 to 400Jan 27, 2025 to Apr 21, 2025
- Advisory employees · 1 to 3Jan 27, 2025 to Apr 21, 2025
- HNW clients · unset to 23.0Jan 27, 2025 to Apr 21, 2025
- Individual clients · unset to 64.0Jan 27, 2025 to Apr 21, 2025
- Assets in custody · unset to 39821752.0Jan 27, 2025 to Apr 21, 2025
- Custody of client assets · false to trueJan 27, 2025 to Apr 21, 2025
- Employees · 1 to 3Jan 27, 2025 to Apr 21, 2025
- Financial planning clients · unset to 0Jan 27, 2025 to Apr 21, 2025
- State-registered IARs · 1 to 3Jan 27, 2025 to Apr 21, 2025
- Other offices · 0 to 2Jan 27, 2025 to Apr 21, 2025
- Discretionary RAUM · $0 to $142MJan 27, 2025 to Apr 21, 2025
- HNW RAUM · unset to 115605434.0Jan 27, 2025 to Apr 21, 2025
- Individual RAUM · unset to 26484930.0Jan 27, 2025 to Apr 21, 2025
- RAUM · $0 to $142MJan 27, 2025 to Apr 21, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 573-540-4788reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/truman-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 573-540-4788reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026