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SEC-registered adviser

D•••••• R•••• C••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 334878SEC 801-132200IAPD
Legal name D•••••• R•••• C••••••• L•
Latest filing Jun 22, 2026
First filing on the tape Apr 1, 2025 · 4 filings
SEC status approved since Apr 2, 2025
RAUM
$284M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$284M as of Jun 22, 2026
Apr 1, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Apr 1, 20250 then
Employees (5.A)3 as of Jun 22, 2026
Apr 1, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$284MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$284M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P••••••••• P•••• · Limited Partner And Portfolio Managercontrol
        since 01/2025 · owns 75% or more
      • K••••• M••••••• P••••• · Outsourced Chief Compliance Officer And Outsourced Chief Financial Officer
        since 01/2025 · owns less than 5%
      Entity owners
      • D•••••• R•••• C•••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 4 to 3
        Jun 12, 2025 to Mar 30, 2026
      • Other offices · 1 to 0
        Jun 12, 2025 to Mar 30, 2026
      • Discretionary RAUM · $239M to $284M
        Jun 12, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $239M to $284M
        Jun 12, 2025 to Mar 30, 2026
      • RAUM · $239M to $284M
        Jun 12, 2025 to Mar 30, 2026
      • Accounts · 0 to 1
        Apr 1, 2025 to Jun 12, 2025
      • Pooled vehicle clients · unset to 1.0
        Apr 1, 2025 to Jun 12, 2025
      • Financial planning clients · unset to
        Apr 1, 2025 to Jun 12, 2025
      • Discretionary RAUM · $0 to $239M
        Apr 1, 2025 to Jun 12, 2025
      • Pooled vehicle RAUM · unset to 239322000.0
        Apr 1, 2025 to Jun 12, 2025
      • RAUM · $0 to $239M
        Apr 1, 2025 to Jun 12, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      347-504-9817reportedpublic record, Form ADV, Jun 22, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026