DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• R••• C•••••• M••••••••• L•
Latest filing May 11, 2026
First filing on the tape Sep 29, 2025 · 3 filings
SEC status approved since Nov 13, 2025
RAUM
$297M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$297M as of May 11, 2026
Sep 29, 2025$114M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 11, 2026
Sep 29, 20250 then
Employees (5.A)8 as of May 11, 2026
Sep 29, 20255 then
Private funds3 as of May 11, 2026
Sep 29, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $99.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$297M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z•••••• E•••• N• · Co-Founder And Chief Executive Officercontrolsince 01/2025 · owns less than 5%
Entity owners
- T•• R••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
- Z••••• E••••• P••••••• L•• · Limited Partnerdirect · owns 75% or more
- T•• R••• C•••••• R•••••• · Limited Partner And Chief Financial Officerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 3Sep 29, 2025 to Mar 31, 2026
- Advisory employees · 5 to 8Sep 29, 2025 to Mar 31, 2026
- BD registered reps · 5 to 7Sep 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Sep 29, 2025 to Mar 31, 2026
- Employees · 5 to 8Sep 29, 2025 to Mar 31, 2026
- Other offices · 0 to 2Sep 29, 2025 to Mar 31, 2026
- Private funds · 2 to 3Sep 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $114M to $297MSep 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $114M to $297MSep 29, 2025 to Mar 31, 2026
- RAUM · $114M to $297MSep 29, 2025 to Mar 31, 2026
Signals
1 dated events
- T•• R••• C•••••• M••••••••• L• reported RAUM $297.3M, up 160% from $114.3M (2025-09-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•• R••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/taprootcapreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (908) 292-0050reportedpublic record, Form ADV, May 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026