DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• P••••• M••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 13, 2025 · 3 filings
SEC status approved since Mar 7, 2025
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
48 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$19B as of Mar 31, 2026
Mar 13, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 13, 20250 then
Employees (5.A)91 as of Mar 31, 2026
Mar 13, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••••••• P•••••• · Executive Vice President And Chief Financial Officercontrolsince 05/2025 · owns less than 5%
- L••••••••• P••••• G•••••• · Chief Executive Officercontrolsince 01/2025 · owns less than 5%
- M•••••••• A•••••• R•••••• · General Counselsince 02/2025 · owns less than 5%
- R••••• C••••••• J••••• · Executive Vice President And Chief Compliance Officersince 02/2025 · owns less than 5%
Entity owners
- R•••••• P••••• H••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 43 to 48Jun 15, 2025 to Mar 31, 2026
- Employees · 95 to 91Jun 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $19BJun 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $16B to $19BJun 15, 2025 to Mar 31, 2026
- RAUM · $16B to $19BJun 15, 2025 to Mar 31, 2026
- Accounts · 0 to 2Mar 13, 2025 to Jun 15, 2025
- Advisory employees · 0 to 43Mar 13, 2025 to Jun 15, 2025
- Pooled vehicle clients · unset to 2.0Mar 13, 2025 to Jun 15, 2025
- Employees · 1 to 95Mar 13, 2025 to Jun 15, 2025
- Financial planning clients · 0 to 0Mar 13, 2025 to Jun 15, 2025
- Discretionary RAUM · $0 to $16BMar 13, 2025 to Jun 15, 2025
- Pooled vehicle RAUM · unset to 16442389820.0Mar 13, 2025 to Jun 15, 2025
- RAUM · $0 to $16BMar 13, 2025 to Jun 15, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/royalty-pharmareportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212.883.0200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026