DFX Intelligence
RIA Intelligence
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SEC-registered adviser
1••• C•••••• M•••••••••
Legal name 1••• C•••••• M••••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Jul 29, 2025 · 4 filings
SEC status approved since Aug 29, 2025
RAUM
$2.7B
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
26
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.7B as of Aug 11, 2026
Jul 29, 2025$861M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 11, 2026
Jul 29, 20250 then
Employees (5.A)13 as of Aug 11, 2026
Jul 29, 20258 then
Private funds26 as of Aug 11, 2026
Jul 29, 202516 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• C••••••••• · Vice Presidentcontrolsince 01/2023 · owns less than 5%
- M••••• O•••• · President And Secretarycontrolsince 01/2023 · owns less than 5%
- H•••• N•••••• T••••••• · Chief Compliance Officersince 04/2025 · owns less than 5%
Entity owners
- 1••• C•••••• H•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 26Jan 13, 2026 to Mar 31, 2026
- Advisory employees · 8 to 13Jan 13, 2026 to Mar 31, 2026
- BD registered reps · 5 to 7Jan 13, 2026 to Mar 31, 2026
- Pooled vehicle clients · 16 to 26Jan 13, 2026 to Mar 31, 2026
- Assets in custody · $861M to $1.4BJan 13, 2026 to Mar 31, 2026
- Employees · 8 to 13Jan 13, 2026 to Mar 31, 2026
- Private funds · 16 to 26Jan 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $405M to $1.7BJan 13, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $456M to $1.0BJan 13, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $861M to $2.7BJan 13, 2026 to Mar 31, 2026
- RAUM · $861M to $2.7BJan 13, 2026 to Mar 31, 2026
Signals
1 dated events
- 1••• C•••••• M••••••••• reported RAUM $2.7B, up 216% from $861.2M (2026-01-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- 1••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- 1••• C•••••• M••••••••• · Private Equityshared crd · organization
- 1••• C•••••• M••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1789-capitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- 1•••••••••.ioreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 561-223-9937reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026