DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••
Legal name M••••••• M• L••••••
Latest filing Jun 2, 2026
First filing on the tape Apr 11, 2025 · 3 filings
SEC status approved since May 12, 2025
RAUM
$705M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$705M as of Jun 2, 2026
Apr 11, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Apr 11, 20250 then
Employees (5.A)4 as of Jun 2, 2026
Apr 11, 20254 then
Private funds: 2
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$565M80%
- Charitable organizations$140M20%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Q••• T•••• N•• · Directorcontrolsince 04/2025 · owns less than 5%
- Y••••• J•••••• G••••• · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 2, 2026institutional share of RAUM of 20% against a peer median of 0% (784 comparable advisers, 98.0th percentile, 6.7 robust deviations)peers: asset managers, $500M to $1B (784) · 98% percentile
- custody status changedChange between filings · filing Jun 2, 2026custody of client assets (Item 9.A): no on the filing of 2025-07-09, yes on the filing of 2026-06-02peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 3 to 7Jul 9, 2025 to Jun 2, 2026
- Pooled vehicle clients · 2 to 6Jul 9, 2025 to Jun 2, 2026
- Assets in custody · unset to 0.0Jul 9, 2025 to Jun 2, 2026
- Custody of client assets · false to trueJul 9, 2025 to Jun 2, 2026
- Private funds · unset to 2Jul 9, 2025 to Jun 2, 2026
- Discretionary RAUM · $320M to $705MJul 9, 2025 to Jun 2, 2026
- Pooled vehicle RAUM · $200M to $565MJul 9, 2025 to Jun 2, 2026
- RAUM · $320M to $705MJul 9, 2025 to Jun 2, 2026
- Accounts · 0 to 3Apr 11, 2025 to Jul 9, 2025
- Advisory activities · 1 to 2Apr 11, 2025 to Jul 9, 2025
- Pooled vehicle clients · unset to 2.0Apr 11, 2025 to Jul 9, 2025
- Financial planning clients · unset to Apr 11, 2025 to Jul 9, 2025
- Discretionary RAUM · $0 to $320MApr 11, 2025 to Jul 9, 2025
- Pooled vehicle RAUM · unset to 200000000.0Apr 11, 2025 to Jul 9, 2025
- RAUM · $0 to $320MApr 11, 2025 to Jul 9, 2025
Signals
1 dated events
- Marchant reported RAUM $705.1M, up 120% from $320.0M (2025-07-09 to 2026-06-02)Jun 2, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- +44 020 7002 7944reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026