DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• A••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 19, 2025 · 3 filings
SEC status approved since Apr 2, 2025
RAUM
$75,931
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$75,931 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$75,931 as of Apr 1, 2026
Mar 19, 2025$0 then
HNW client RAUM$0 as of Apr 1, 2026
Mar 19, 2025$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 19, 20250 then
Employees (5.A)2 as of Apr 1, 2026
Mar 19, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1,808derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$75,931100%
- Individual clients
- 42reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 42reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••••••• F••• · Chief Executive Officer And Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
Entity owners
- W••••••••• I••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 42Jul 29, 2025 to Apr 1, 2026
- Advisory employees · 1 to 2Jul 29, 2025 to Apr 1, 2026
- Individual clients · 0 to 42Jul 29, 2025 to Apr 1, 2026
- Employees · 1 to 2Jul 29, 2025 to Apr 1, 2026
- HQ city · to NEW YORKJul 29, 2025 to Apr 1, 2026
- HQ state · to NYJul 29, 2025 to Apr 1, 2026
- Discretionary RAUM · $0 to $75,931Jul 29, 2025 to Apr 1, 2026
- Individual RAUM · $0 to $75,931Jul 29, 2025 to Apr 1, 2026
- RAUM · $0 to $75,931Jul 29, 2025 to Apr 1, 2026
- Financial planning clients · unset to Mar 19, 2025 to Jul 29, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wealthmeupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.aireportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 475-287-8035reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- w•••••••••.aireportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026