DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• P•••••• W•••••
Legal name E••••••• P•••••• W•••••• L••
Latest filing Sep 3, 2026
First filing on the tape Apr 9, 2025 · 5 filings
SEC status approved since Mar 28, 2025
RAUM
$123M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$30.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$123M as of Jan 22, 2026
Apr 9, 2025$0 then
HNW client RAUM$99.7M as of Jan 22, 2026
Jul 21, 2025$82.6M then
State-registered IARs (5.B.3)4 as of Jan 22, 2026
Apr 9, 20254 then
Employees (5.A)4 as of Jan 22, 2026
Apr 9, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 4offices 3 to 4
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $30.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $339,856derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $18.0M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$99.7M81%
- Individuals$23.0M19%
- Individual clients
- 72reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 361reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.0M for 50 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• R•••••• D••••• | Hartland, Wi | Apr 15, 2025 | 12 y | 1 |
| T••• L•••• D••••••••• | Hartland, Wi | Apr 15, 2025 | 15 y | 1 |
| C•••••••• M•••• S••••••• | Franklin, Wi | Apr 15, 2025 | 13 y | 1 |
| N••••••• C•••• H•••••• | Hartland, Wi | Jan 2, 2026 | 19 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- N••••••• C•••• H•••••• from P•••••• C••••••••• W••••• M••••••••• L••Jan 2, 2026 · RIA to RIA
- T••• L•••• D••••••••• from P•••••• C••••••••• W••••• M••••••••• L••Apr 15, 2025 · Other
- C•••••••• M•••• S••••••• from P•••••• C••••••••• W••••• M••••••••• L••Apr 15, 2025 · Other
- D••••• R•••••• D••••• from P•••••• C••••••••• W••••• M••••••••• L••Apr 15, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from P•••••• C••••••••• W••••• M••••••••• L••Apr 15, 2025 · Weddington, Nc · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• T•••• L•••• · Portfolio Manager, Managing Partner, Ccocontrolsince 04/2025 · owns 25% to 50%
- D•••••• D•••••• R•••••• · Wealth Manager, Partnercontrolsince 04/2025 · owns 25% to 50%
- S•••••••• C••••••••• M•••• · Wealth Manager, Partnercontrolsince 04/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hartland, Wi | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jan 22, 2026 to Sep 3, 2026
- HQ city · to unsetJan 22, 2026 to Sep 3, 2026
- HQ state · to unsetJan 22, 2026 to Sep 3, 2026
- Related adviser · false to unsetJan 22, 2026 to Sep 3, 2026
- Related bank · false to unsetJan 22, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetJan 22, 2026 to Sep 3, 2026
- Related insurance company · false to unsetJan 22, 2026 to Sep 3, 2026
- Succession · false to unsetJan 22, 2026 to Sep 3, 2026
- Accounts · 323 to 361Oct 21, 2025 to Jan 22, 2026
- Advisory activities · 1 to 2Oct 21, 2025 to Jan 22, 2026
- BD registered reps · 1 to 0Oct 21, 2025 to Jan 22, 2026
- HNW clients · 26 to 40Oct 21, 2025 to Jan 22, 2026
- Individual clients · 74 to 72Oct 21, 2025 to Jan 22, 2026
- Assets in custody · $23.3M to $18.0MOct 21, 2025 to Jan 22, 2026
- Financial planning clients · to 0Oct 21, 2025 to Jan 22, 2026
- Legal name · E••••••• WEALTH, LLC to E••••••• P•••••• W•••••• L••Oct 21, 2025 to Jan 22, 2026
- Other offices · 3 to 4Oct 21, 2025 to Jan 22, 2026
- Discretionary RAUM · $107M to $121MOct 21, 2025 to Jan 22, 2026
- HNW RAUM · $82.6M to $99.7MOct 21, 2025 to Jan 22, 2026
- Individual RAUM · $23.9M to $23.0MOct 21, 2025 to Jan 22, 2026
- Non-discretionary RAUM · $2.0M to $1.9MOct 21, 2025 to Jan 22, 2026
- RAUM · $109M to $123MOct 21, 2025 to Jan 22, 2026
- Accounts · 0 to 323Apr 9, 2025 to Jul 21, 2025
- HNW clients · unset to 26.0Apr 9, 2025 to Jul 21, 2025
- Individual clients · unset to 74.0Apr 9, 2025 to Jul 21, 2025
- Assets in custody · unset to 23336366.0Apr 9, 2025 to Jul 21, 2025
- Custody of client assets · false to trueApr 9, 2025 to Jul 21, 2025
- Financial planning clients · unset to Apr 9, 2025 to Jul 21, 2025
- Discretionary RAUM · $0 to $107MApr 9, 2025 to Jul 21, 2025
- HNW RAUM · unset to 82628748.0Apr 9, 2025 to Jul 21, 2025
- Individual RAUM · unset to 23873514.0Apr 9, 2025 to Jul 21, 2025
- Non-discretionary RAUM · $0 to $2.0MApr 9, 2025 to Jul 21, 2025
- RAUM · $0 to $109MApr 9, 2025 to Jul 21, 2025
Signals
1 dated events
- P•••••• C••••••••• W••••• M••••••••• L••'s advisors moved to E••••••• P•••••• W••••• (Weddington, NC): 3 of 6 registered, within 6 daysApr 15, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 262-308-8809reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 715-797-3358reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 920-366-8716reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elevatedprivatewealth.COMreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••••P••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 715-797-3358reportedpublic record, Form ADV, Sep 3, 2026
- Team page
- e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026