DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•••••• H••••• P•••••••

Asset manager (funds and pooled vehicles)Salt Lake City, UtahCRD 335443SEC 801-132897websiteIAPD
Legal name M•• V•••••• M••••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Apr 30, 2025 · 2 filings
SEC status approved since May 30, 2025
RAUM
$495M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$495M as of Apr 1, 2026
Apr 30, 2025$475M then
HNW client RAUM$0 as of Apr 1, 2026
Apr 30, 2025$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Apr 30, 20250 then
Employees (5.A)8 as of Apr 1, 2026
Apr 30, 20259 then
Private funds4 as of Apr 1, 2026
Apr 30, 20251 then
RAUM +4.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$124MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$41.1M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$495M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$41.1M for 4 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• D•••• L•• · Membercontrol
        since 02/2022 · owns 25% to 50%
      • P••••• S••••• R•••••• · Chief Compliance Officer And Vice President Of Finance And Accountingcontrol
        since 03/2025 · owns less than 5%
      • S•••••••• T•••••• L••• · Managing Membercontrol
        since 02/2022 · owns 25% to 50%
      • G••••••••• A••••• R•••••• · Member
        since 02/2022 · owns 5% to 10%
      • H••••••• J••••• M••• · Member
        since 02/2022 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 4
        Apr 30, 2025 to Apr 1, 2026
      • Advisory employees · 5 to 7
        Apr 30, 2025 to Apr 1, 2026
      • Business name · M•• V•••••• M••••••••• L•• to W•••••• H••••• P•••••••
        Apr 30, 2025 to Apr 1, 2026
      • Assets in custody · $20.8M to $41.1M
        Apr 30, 2025 to Apr 1, 2026
      • Employees · 9 to 8
        Apr 30, 2025 to Apr 1, 2026
      • Private funds · 1 to 4
        Apr 30, 2025 to Apr 1, 2026
      • Discretionary RAUM · $475M to $495M
        Apr 30, 2025 to Apr 1, 2026
      • Pooled vehicle RAUM · $475M to $495M
        Apr 30, 2025 to Apr 1, 2026
      • RAUM · $475M to $495M
        Apr 30, 2025 to Apr 1, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/wasatch-healthreportedpublic record, Form ADV, Sep 19, 2026
      Website
      w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      (385) 501-5979reportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026