DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

P••••••• I•••• A•••••••• L••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 335463SEC 801-132356websiteIAPD
Latest filing Jul 13, 2026
First filing on the tape Mar 19, 2025 · 3 filings
SEC status approved since Apr 7, 2025
RAUM
$26.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$26.6M as of Jul 13, 2026
Mar 19, 2025$0 then
HNW client RAUM$0 as of Jul 13, 2026
Mar 31, 2026$0 then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Mar 19, 20250 then
Employees (5.A)7 as of Jul 13, 2026
Mar 19, 20257 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$26.6M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• C••••••••• J••• · Chief Compliance Officercontrol
        since 02/2025 · owns less than 5%
      • M•••••• D•••• A•••• · Chief Financial Officercontrol
        since 01/2023 · owns less than 5%
      • Z•••••• K•••• I••••••• · Chief Legal Officercontrol
        since 09/2013 · owns less than 5%
      Entity owners
      • P••••••• · Member
        direct · owns 75% or more
      • P••••••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Mar 19, 2025 to Mar 31, 2026
      • Charity clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Corporate clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • HNW clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Individual clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Pension plan clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Pooled vehicle clients · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Discretionary RAUM · $0 to $26.6M
        Mar 19, 2025 to Mar 31, 2026
      • HNW RAUM · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Individual RAUM · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Pension RAUM · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · unset to 0.0
        Mar 19, 2025 to Mar 31, 2026
      • RAUM · $0 to $26.6M
        Mar 19, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/P•••••••-VENTURESreportedpublic record, Form ADV, Sep 21, 2026
      Website
      p•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      415-249-6200reportedpublic record, Form ADV, Jul 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026