DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••••
Legal name L•••• T••••••••• M••••••••• L•
Latest filing Aug 21, 2026
First filing on the tape Jul 22, 2025 · 4 filings
SEC status approved since Aug 20, 2025
RAUM
$405M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$405M as of Aug 21, 2026
Jul 22, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Jul 22, 20250 then
Employees (5.A)30 as of Aug 21, 2026
Jul 22, 202515 then
Private funds1 as of Aug 21, 2026
Dec 17, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $135MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$405M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••• A•••• A••• · Managing Partnercontrolsince 03/2025 · owns 10% to 25%
- S•••• N••••• A••• · Partnercontrolsince 03/2025 · owns 25% to 50%
- M••••• B••••••• J••••• · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $262M to $405MDec 17, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $262M to $405MDec 17, 2025 to Mar 11, 2026
- RAUM · $262M to $405MDec 17, 2025 to Mar 11, 2026
- Accounts · 0 to 3Jul 22, 2025 to Dec 17, 2025
- Advisory employees · 15 to 5Jul 22, 2025 to Dec 17, 2025
- Pooled vehicle clients · unset to 3.0Jul 22, 2025 to Dec 17, 2025
- Assets in custody · unset to 0.0Jul 22, 2025 to Dec 17, 2025
- Custody of client assets · false to trueJul 22, 2025 to Dec 17, 2025
- Employees · 15 to 30Jul 22, 2025 to Dec 17, 2025
- Private funds · unset to 1Jul 22, 2025 to Dec 17, 2025
- Discretionary RAUM · $0 to $262MJul 22, 2025 to Dec 17, 2025
- Pooled vehicle RAUM · unset to 262000000.0Jul 22, 2025 to Dec 17, 2025
- RAUM · $0 to $262MJul 22, 2025 to Dec 17, 2025
Signals
1 dated events
- Lotus reported RAUM $405.0M, up 55% from $262.0M (2025-12-17 to 2026-03-11)Mar 11, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/L••••-T•••••••••-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- L••••MGMT.COreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 628-212-8533reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026